Securities/Commodities/Exchanges Opinions
Justia Lawyer, Legal Aid & Services Directory: Broker Fraud Lawyers
Securities/Commodities/Exchanges Opinions
Results 1 - 50 of 93
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action | Case filed |
|---|---|---|---|---|---|
| April 22, 2008 | |||||
Securities and Exchange Commission v. Broadcom Corporation
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CA Central | Selna | Securities/Commodities/Exchanges | Securities Fraud | April 22, 2008 |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Broadcom Corporation
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| March 10, 2008 | |||||
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Securities and Exchange Commission v. Kent G. Barkouras
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CA Central | Stotler | Securities/Commodities/Exchanges | Securities Exchange Act | March 10, 2008 |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Kent G Barkouras
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| January 18, 2008 | |||||
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National Fuel Gas Company v. New Mountain Vantage GP, L.L.C. et
al
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NY Western | Skretny | Securities/Commodities/Exchanges | Securities Exchange Act | January 18, 2008 |
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Plaintiff: National Fuel Gas Company; Defendant: New Mountain Vantage GP, L.L.C., New Mountain Vantage
L.P., New Mountain Vantage ( California) L.P., New Mountain Vantage ( Texas) L.P., New Mountain Vantage Advisors, L.L.P. and others...
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| December 14, 2007 | |||||
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Legacy Trading Group, LLC v. Unico, Inc.
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CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act | December 14, 2007 |
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Plaintiff: Legacy Trading Group, LLC; Defendant: Unico, Inc.
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| November 6, 2007 | |||||
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Luzon v. Bigband Networks, Inc. et al
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act | November 6, 2007 |
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Plaintiff: Wayne Luzon; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball,
Gal Israely and others...
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| October 9, 2007 | |||||
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Candelore v. LDK Solar Co., Ltd. et al
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act | October 9, 2007 |
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Plaintiff: Allan Candelore; Defendant: LDK Solar Co., Ltd., LDK Solar USA, Inc., Xiaofeng Peng, Jack K.
Lai
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| October 4, 2007 | |||||
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Securities and Exchange Commission v. Samples et al
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CO | Babcock | Securities/Commodities/Exchanges | Securities Fraud | October 4, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Robert Ray White Samples, Pot O'Gold Financial
Services, LLC, Cristella Samples
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| September 27, 2007 | |||||
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United States Securities and Exchange Commission v. Buca, Inc.
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MN | Frank | Securities/Commodities/Exchanges | Securities Fraud | September 27, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Buca, Inc.
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| September 20, 2007 | |||||
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Securities and Exchange Commission v. Simone et al
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NY Eastern | Gleeson | Securities/Commodities/Exchanges | Securities Exchange Act | September 20, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Joseph Simone, Island Capital Management, Inc.,
Joseph Lando, Joseph Caracciolo, Alfred Varricchio and others...
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| September 11, 2007 | |||||
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Metzger v. Luminent Mortgage Capital, Inc. et al
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CA Northern | Patel | Securities/Commodities/Exchanges | Securities Exchange Act | September 11, 2007 |
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Plaintiff: Allen M. Metzger; Defendant: Luminent Mortgage Capital, Inc., Gail P. Seneca, Sewell Trezevant
Moore, Jr., Christopher J. Zyda
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| September 5, 2007 | |||||
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Securities and Exchange Commission v. Homeland Communications
Corporation et al
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FL Southern | Marra | Securities/Commodities/Exchanges | Securities Fraud | September 5, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Homeland Communications Corporation, Frances M
Labarre, Joseph Yurkin, Oak Tree Escrow Corporation, Luna Pazza, Inc. and
others...
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| August 23, 2007 | |||||
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Securities and Exchange Commission v. Secure Investement Services,
Inc., et al
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CA Eastern | Lew | Securities/Commodities/Exchanges | Securities Fraud | August 23, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Secure Investment Services, Inc., American
Financial Services, Inc., Lyndon Group, Inc., Donald Neuhaus, Kimberly Snowden
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| August 17, 2007 | |||||
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Securities and Exchange Commission v. Byrd
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Fraud | August 17, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Byrd
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| August 13, 2007 | |||||
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United States Securities and Exchange Commission v. Hollnagel et
al
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IL Northern | Bucklo | Securities/Commodities/Exchanges | Securities Fraud | August 13, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Brian N. Hollnagel, BCI Aircraft
Leasing, Inc.
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| August 7, 2007 | |||||
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Finisar Corporation v. U.S. Bank Trust National Association
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CA Northern | Lloyd | Securities/Commodities/Exchanges | Fed. Question | August 7, 2007 |
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Plaintiff: Finisar Corporation; Defendant: U.S. Bank Trust National Association
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Securities and Exchange Commission v. Muth
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CO | Krieger | Securities/Commodities/Exchanges | Securities Exchange Act | August 7, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Steven E. Muth
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| August 3, 2007 | |||||
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Securities and Exchange Commission v. Misner
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CO | Weinshienk | Securities/Commodities/Exchanges | Securities Exchange Act | August 3, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Steven B. Misner
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| August 1, 2007 | |||||
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FSC Securities Corporation v. Chandler et al
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NC Western | Mullen | Securities/Commodities/Exchanges | Petition to Vacate Arbitration Award | August 1, 2007 |
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Plaintiff: FSC Securities Corporation; Defendant: James M. Chandler, Richard D. Hopper, Shirley P.
Hopper, Florence E. Cooper, Danny R. Kiger and others...
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United States Securities and Exchange Commission v. Frohna
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WI Eastern | Goodstein | Securities/Commodities/Exchanges | Securities Fraud | August 1, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Joseph A Frohna
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| July 26, 2007 | |||||
Thomas H. Lee Equity Fund V, L.P. et al v. Mayer, Brown, Rowe &
Maw L.L.P.
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NY Southern | Unassigned | Securities/Commodities/Exchanges | ||