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Securities/Commodities/Exchanges Opinions




Securities/Commodities/Exchanges Opinions
Results 1 - 50 of 101
Parties District Court Judge Type of Lawsuit Cause of Action Case filed
March 26, 2009
Kay and George Sullivan, Michael and Kathleen Tirelli, and Steve Bonnano individually, and on behalf of all others similarly situated v. Agape World, Inc. Nicholas Cosmo, Agape Merchant Advance LLC, John Does 1-12, Bank of America, N.A., MF Global, Inc.,
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NY Eastern Spatt Securities/Commodities/Exchanges Fed. Question: Securities Violation March 26, 2009
Plaintiff: Kay Sullivan, Kay Sullivan, Kay Sullivan, Michael Tirelli, Michael Tirelli and others... Defendant: Agape World, Inc., Nicholas Cosmo, Agape Merchant Advance LLC, John Does 1-12, Bank Of America, N.A. and others...
 
February 24, 2009
LAUTENBERG FOUNDATION, THE et al v. MADOFF
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NJ Chesler Securities/Commodities/Exchanges Federal Question February 24, 2009
Plaintiff: LAUTENBERG FOUNDATION, THE, JOSHUA LAUTENBERG, ELLEN LAUTENBERG; Defendant: PETER MADOFF
 
January 21, 2009
Securities and Exchange Commission v. Nadel et al
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
FL Middle Lazzara Securities/Commodities/Exchanges U.S. Government Plaintiff January 21, 2009
Plaintiff: Securities and Exchange Commission; Defendant: Arthur Nadel, Scoop Capital, LLC, Scoop Management, Inc., Scoop Real Estate, L.P., Valhalla Investment Partners, L.P. and others...Receiver: Burton W. Wiand
 
January 12, 2009
Repex Ventures S.A v. Madoff et al
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NY Southern Berman Securities/Commodities/Exchanges Federal Question January 12, 2009
Plaintiff: Repex Ventures S.A; Defendant: Bernard L. Madoff, Bernard L. Madoff Investment Securities, Bank Medici S.A., Sonja Kohn, Peter Scheithauer and others...
 
December 16, 2008
New York Law School v. Ascot Partners, L.P. et al
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NY Southern Batts Securities/Commodities/Exchanges Federal Question December 16, 2008
Plaintiff: New York Law School; Defendant: Ascot Partners, L.P., J. Ezra Merkin, BDO Seidman LLP
 
December 11, 2008
Securities and Exchange Commission v. Madoff et al
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NY Southern Stanton Securities/Commodities/Exchanges U.S. Government Plaintiff December 11, 2008
Plaintiff: Securities and Exchange Commission; Defendant: Bernard L. Madoff, Bernard L. Madoff Investment Securities, LLCReceiver: Lee Richards
 
November 17, 2008
CHAO v. CHARLES SCHWAB CORPORATION, THE et al
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NJ Wigenton Securities/Commodities/Exchanges U.S. Government Plaintiff November 17, 2008
Plaintiff: ELAINE L. CHAO; Defendant: CHARLES SCHWAB CORPORATION, THE, CHARLES SCHWAB & CO., INC., CHARLES SCHWAB BANK
 
Securities and Exchange Commission v. Cuban
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
TX Northern Fitzwater Securities/Commodities/Exchanges U.S. Government Plaintiff November 17, 2008
Plaintiff: Securities and Exchange Commission; Defendant: Mark Cuban
 
April 22, 2008
Securities and Exchange Commission v. Broadcom Corporation
court opinions & orders
CA Central Selna Securities/Commodities/Exchanges Securities Fraud April 22, 2008
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Broadcom Corporation
 
March 10, 2008
Securities and Exchange Commission v. Kent G. Barkouras
court opinions & orders
CA Central Stotler Securities/Commodities/Exchanges Securities Exchange Act March 10, 2008
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Kent G Barkouras
 
January 18, 2008
National Fuel Gas Company v. New Mountain Vantage GP, L.L.C. et al
court opinions & orders
NY Western Skretny Securities/Commodities/Exchanges Securities Exchange Act January 18, 2008
Plaintiff: National Fuel Gas Company; Defendant: New Mountain Vantage GP, L.L.C., New Mountain Vantage L.P., New Mountain Vantage ( California) L.P., New Mountain Vantage ( Texas) L.P., New Mountain Vantage Advisors, L.L.P. and others...
 
December 14, 2007
Legacy Trading Group, LLC v. Unico, Inc.
court opinions & orders
CA Southern Lorenz Securities/Commodities/Exchanges Securities Exchange Act December 14, 2007
Plaintiff: Legacy Trading Group, LLC; Defendant: Unico, Inc.
 
November 6, 2007
Luzon v. Bigband Networks, Inc. et al
court opinions & orders
CA Northern Alsup Securities/Commodities/Exchanges Securities Exchange Act November 6, 2007
Plaintiff: Wayne Luzon; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely and others...
 
October 9, 2007
Candelore v. LDK Solar Co., Ltd. et al
court opinions & orders
CA Northern Alsup Securities/Commodities/Exchanges Securities Exchange Act October 9, 2007
Plaintiff: Allan Candelore; Defendant: LDK Solar Co., Ltd., LDK Solar USA, Inc., Xiaofeng Peng, Jack K. Lai
 
October 4, 2007
Securities and Exchange Commission v. Samples et al
court opinions & orders
CO Babcock Securities/Commodities/Exchanges Securities Fraud October 4, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Robert Ray White Samples, Pot O'Gold Financial Services, LLC, Cristella Samples
 
September 27, 2007
United States Securities and Exchange Commission v. Buca, Inc.
court opinions & orders
MN Frank Securities/Commodities/Exchanges Securities Fraud September 27, 2007
Plaintiff: United States Securities and Exchange Commission; Defendant: Buca, Inc.
 
September 20, 2007
Securities and Exchange Commission v. Simone et al
court opinions & orders
NY Eastern Gleeson Securities/Commodities/Exchanges Securities Exchange Act September 20, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Joseph Simone, Island Capital Management, Inc., Joseph Lando, Joseph Caracciolo, Alfred Varricchio and others...
 
September 11, 2007
Metzger v. Luminent Mortgage Capital, Inc. et al
court opinions & orders
CA Northern Patel Securities/Commodities/Exchanges Securities Exchange Act September 11, 2007
Plaintiff: Allen M. Metzger; Defendant: Luminent Mortgage Capital, Inc., Gail P. Seneca, Sewell Trezevant Moore, Jr., Christopher J. Zyda
 
September 5, 2007
Securities and Exchange Commission v. Homeland Communications Corporation et al
court opinions & orders
FL Southern Marra Securities/Commodities/Exchanges Securities Fraud September 5, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Homeland Communications Corporation, Frances M Labarre, Joseph Yurkin, Oak Tree Escrow Corporation, Luna Pazza, Inc. and others...
 
August 23, 2007
Securities and Exchange Commission v. Secure Investement Services, Inc., et al
court opinions & orders
CA Eastern Lew Securities/Commodities/Exchanges Securities Fraud August 23, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Inc., Donald Neuhaus, Kimberly Snowden
 
August 17, 2007
Securities and Exchange Commission v. Byrd
court opinions & orders
CA Northern Alsup Securities/Commodities/Exchanges Securities Fraud August 17, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Byrd
 
August 13, 2007
United States Securities and Exchange Commission v. Hollnagel et al
court opinions & orders
IL Northern Bucklo Securities/Commodities/Exchanges Securities Fraud August 13, 2007
Plaintiff: United States Securities and Exchange Commission; Defendant: Brian N. Hollnagel, BCI Aircraft Leasing, Inc.
 
August 7, 2007
Finisar Corporation v. U.S. Bank Trust National Association
court opinions & orders
CA Northern Lloyd Securities/Commodities/Exchanges Fed. Question August 7, 2007
Plaintiff: Finisar Corporation; Defendant: U.S. Bank Trust National Association
 
Securities and Exchange Commission v. Muth
court opinions & orders
CO Krieger Securities/Commodities/Exchanges Securities Exchange Act August 7, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Steven E. Muth
 
August 3, 2007
Securities and Exchange Commission v. Misner
court opinions & orders
CO Weinshienk Securities/Commodities/Exchanges Securities Exchange Act August 3, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Steven B. Misner
 
August 1, 2007
FSC Securities Corporation v. Chandler et al
court opinions & orders
NC Western Mullen Securities/Commodities/Exchanges Petition to Vacate Arbitration Award August 1, 2007
Plaintiff: FSC Securities Corporation; Defendant: James M. Chandler, Richard D. Hopper, Shirley P. Hopper, Florence E. Cooper, Danny R. Kiger and others...
 
United States Securities and Exchange Commission v. Frohna
court opinions & orders
WI Eastern Goodstein Securities/Commodities/Exchanges Securities Fraud August 1, 2007
Plaintiff: United States Securities and Exchange Commission; Defendant: Joseph A Frohna
 
July 26, 2007
Thomas H. Lee Equity Fund V, L.P. et al v. Mayer, Brown, Rowe & Maw L.L.P.
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
NY Southern Unassigned Securities/Commodities/Exchanges Securities Exchange Act July 26, 2007
Plaintiff: Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund V, L.P. and others... Defendant: Mayer Brown Illinois, Mayer Brown UK, Mayer Brown UK
 
July 24, 2007
Securities and Exchange Commission v. Conagra Foods, Inc.
court opinions & orders
CO Krieger Securities/Commodities/Exchanges Securities Exchange Act July 24, 2007
Plaintiff: Securities and Exchange Commission; Defendant: ConAgra Foods, Inc.
 
July 23, 2007
Securities and Exchange Commission v. Fresia
court opinions & orders
CO Weinshienk Securities/Commodities/Exchanges Securities Fraud July 23, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Richard E. Fresia
 
Securities and Exchange Commission v. Charters
court opinions & orders
CO Matsch Securities/Commodities/Exchanges Securities Fraud July 23, 2007
Plaintiff: Securities and Exchange Commission; Defendant: John C. Charters
 
July 19, 2007
US Securities and Exchange Commission v. Chew
court opinions & orders
NH Barbadoro Securities/Commodities/Exchanges Securities Exchange Act July 19, 2007
Plaintiff: US Securities and Exchange Commission; Defendant: Patrick T. Chew
 
July 17, 2007
Securities and Exchange Commission v. Diehl
court opinions & orders
CO Matsch Securities/Commodities/Exchanges Securities Fraud July 17, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Robert Allen Diehl
 
June 22, 2007
Severino et al v. Klytie's Developments, Inc. et al
court opinions & orders
CO Miller Securities/Commodities/Exchanges Securities Exchange Act June 22, 2007
Plaintiff: Thomas Severino, Sr., Thomas Severino, Jr., Dawn Poreda, Glenn Poreda, Joseph Honahan and others...; Defendant: Klytie's Developments, Inc., Efrat Friedman, Hidai Friedman, Klytie's Developments, LLC, Jason J. Sharkey
 
June 7, 2007
Feuer v. Telik, Inc. et al
court opinions & orders
CA Northern Alsup Securities/Commodities/Exchanges Securities Exchange Act June 7, 2007
Plaintiff: Daniel Feuer; Defendant: Telik, Inc., Michael M. Wick, Cynthia Butitta
 
June 6, 2007
Fishbury, Limited et al v. Connetics Corporation et al
court opinions & orders
CA Northern Larson Securities/Commodities/Exchanges Securities Exchange Act June 6, 2007
Plaintiff: Fishbury, Limited, Marcus H. Seigle; Defendant: Connetics Corporation, Thomas G. Wiggans, C. Gregory Vontz, Alexander J. Yaroshinsky, CIBC World Markets Corp. and others...Consol Plaintiff: Bruce Gallant, Marcus H. Seigle, Movant: Policemen's Annuity & Benefit Fund of Chicago and others...
 
June 4, 2007
Securities and Exchange Commission v. Snyder
court opinions & orders
CO Blackburn Securities/Commodities/Exchanges Securities Fraud June 4, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Snyder
 
June 1, 2007
PSI Corporation v. Welczek et al
court opinions & orders
CA Northern Armstrong Securities/Commodities/Exchanges Securities Exchange Act June 1, 2007
Plaintiff: PSI Corporation; Defendant: Alexander Von Welczek, Henry Lo, Michael Draper, Friendlyway AG, Friendlyway, Inc. and others...
 
Securities and Exchange Commission v. Longs et al
court opinions & orders
AR Eastern Wright Securities/Commodities/Exchanges U.S. Government Plaintiff June 1, 2007
Plaintiff: Securities and Exchange Commission; Defendant: Harold S Longs, Your Money Worth Inc
 
May 8, 2007
Zakkak v. Cutera, Inc. et al
court opinions & orders
CA Northern Alsup Securities/Commodities/Exchanges Securities Exchange Act May 8, 2007
Plaintiff: Edward Zakkak; Defendant: Cutera, Inc., Kevin P Connors, Robert J. Santilli
 
April 24, 2007
Securities And Exchange Commission v. Heinen et al
All eFiling documents (complaint, responses, associated filings) and court opinions & orders
court opinions & orders
CA Northern Lloyd Securities/Commodities/Exchanges Securities Exchange Act April 24, 2007
Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission Defendant: Nancy Heinen, Nancy Heinen, Fred Anderson Objector: Wendy Howell
 
February 14, 2007
FTWF Franklin Mutual Beacon Fund et al v. Qwest Communications International Inc.
court opinions & orders
CA Northern Conti Securities/Commodities/Exchanges Securities Exchange Act February 14, 2007
Plaintiff: FTWF Franklin Mutual Beacon Fund, Franklin World Telecom Fund, Franklin Technology Fund, Franklin Flex Cap Growth Fund, FTIF Franklin U.S. Aggressive Growth Fund and others...; Defendant: Qwest Communications International Inc.
 
February 8, 2007
US Securities and Exchange Commission v. Fiallo
court opinions & orders
NH Muirhead Securities/Commodities/Exchanges Securities Exchange Act February 8, 2007
Plaintiff: US Securities and Exchange Commission; Defendant: Enrique (Henry) Fiallo
 
February 1, 2007
Hepfer v. Stolle et al
court opinions & orders
CA Northern Ware Securities/Commodities/Exchanges Securities Exchange Act February 1, 2007
Plaintiff: Brenda Hepfer; Defendant: Bryan D. Stolle, Jay B. Fulcher, Carolyn V. Aver, Christopher Wong, Thomas H. Twietmeyer and others...
 
January 30, 2007
US Securities and Exchange Commission v. Hurley
court opinions & orders
NH Muirhead Securities/Commodities/Exchanges Securities Exchange Act January 30, 2007
Plaintiff: US Securities and Exchange Commission; Defendant: Anthony L. Hurley
 
January 29, 2007
Central States, Southeast and Southwest Areas Pension Fund v. JDS Uniphase Corporation et al
court opinions & orders
CA Northern Wilken Securities/Commodities/Exchanges Securities Fraud January 29, 2007
Plaintiff: Central States, Southeast and Southwest Areas Pension Fund; Defendant: JDS Uniphase Corporation, Josef Straus, Kevin N. Kalkhoven, Anthony R. Muller, Charles J. Abbe
 
January 16, 2007
United States Securities and Exchange Commission v. Blue et al
court opinions & orders
CO Blackburn Securities/Commodities/Exchanges Securities Exchange Act January 16, 2007
Plaintiff: United States Securities and Exchange Commission; Defendant: Randy Cook
 
January 10, 2007
court opinions & orders
MN Schiltz Securities/Commodities/Exchanges Securities Fraud January 10, 2007
 
December 22, 2006
City of Worchester Retirement System v. Rawls et al
court opinions & orders
CA Northern Whyte Securities/Commodities/Exchanges Securities Exchange Act December 22, 2006
December 11, 2006
Dudley et al v. Putnam International Equity Fund et al
court opinions & orders
IL Southern Murphy Securities/Commodities/Exchanges Securities Exchange Act December 11, 2006
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The Justia Federal District Court Written Opinions site republishes public litigation records retrieved from the US Federal District Courts. These filings and docket sheets should not be considered findings of fact or liability, and do not necessarily reflect the view of Justia.