Securities/Commodities/Exchanges Opinions
Justia Lawyer, Legal Aid & Services Directory: Broker Fraud Lawyers
Securities/Commodities/Exchanges Opinions
Results 1 - 50 of 101
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action | Case filed |
|---|---|---|---|---|---|
| March 26, 2009 | |||||
Kay and George Sullivan, Michael and Kathleen Tirelli, and Steve
Bonnano individually, and on behalf of all others similarly situated v. Agape World, Inc. Nicholas Cosmo, Agape Merchant Advance LLC, John Does 1-12, Bank of America, N.A., MF
Global, Inc.,
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NY Eastern | Spatt | Securities/Commodities/Exchanges | Fed. Question: Securities Violation | March 26, 2009 |
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Plaintiff: Kay Sullivan, Kay Sullivan, Kay Sullivan, Michael Tirelli, Michael Tirelli and others... Defendant: Agape World, Inc.,
Nicholas Cosmo, Agape Merchant Advance LLC, John Does 1-12, Bank Of America, N.A. and others...
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| February 24, 2009 | |||||
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LAUTENBERG FOUNDATION, THE et al v. MADOFF
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NJ | Chesler | Securities/Commodities/Exchanges | Federal Question | February 24, 2009 |
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Plaintiff: LAUTENBERG FOUNDATION, THE, JOSHUA LAUTENBERG, ELLEN LAUTENBERG; Defendant: PETER MADOFF
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| January 21, 2009 | |||||
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Securities and Exchange Commission v. Nadel et al
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FL Middle | Lazzara | Securities/Commodities/Exchanges | U.S. Government Plaintiff | January 21, 2009 |
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Plaintiff: Securities and Exchange Commission; Defendant: Arthur Nadel, Scoop Capital, LLC, Scoop
Management, Inc., Scoop Real Estate, L.P., Valhalla Investment Partners, L.P. and
others...Receiver: Burton W. Wiand
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| January 12, 2009 | |||||
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Repex Ventures S.A v. Madoff et al
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NY Southern | Berman | Securities/Commodities/Exchanges | Federal Question | January 12, 2009 |
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Plaintiff: Repex Ventures S.A; Defendant: Bernard L. Madoff, Bernard L. Madoff Investment Securities,
Bank Medici S.A., Sonja Kohn, Peter Scheithauer and others...
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| December 16, 2008 | |||||
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New York Law School v. Ascot Partners, L.P. et al
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NY Southern | Batts | Securities/Commodities/Exchanges | Federal Question | December 16, 2008 |
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Plaintiff: New York Law School; Defendant: Ascot Partners, L.P., J. Ezra Merkin, BDO Seidman LLP
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| December 11, 2008 | |||||
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Securities and Exchange Commission v. Madoff et al
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NY Southern | Stanton | Securities/Commodities/Exchanges | U.S. Government Plaintiff | December 11, 2008 |
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Plaintiff: Securities and Exchange Commission; Defendant: Bernard L. Madoff, Bernard L. Madoff Investment
Securities, LLCReceiver: Lee Richards
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| November 17, 2008 | |||||
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CHAO v. CHARLES SCHWAB CORPORATION, THE et al
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NJ | Wigenton | Securities/Commodities/Exchanges | U.S. Government Plaintiff | November 17, 2008 |
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Plaintiff: ELAINE L. CHAO; Defendant: CHARLES SCHWAB CORPORATION, THE, CHARLES SCHWAB & CO., INC.,
CHARLES SCHWAB BANK
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Securities and Exchange Commission v. Cuban
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TX Northern | Fitzwater | Securities/Commodities/Exchanges | U.S. Government Plaintiff | November 17, 2008 |
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Plaintiff: Securities and Exchange Commission; Defendant: Mark Cuban
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| April 22, 2008 | |||||
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Securities and Exchange Commission v. Broadcom Corporation
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CA Central | Selna | Securities/Commodities/Exchanges | Securities Fraud | April 22, 2008 |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Broadcom Corporation
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| March 10, 2008 | |||||
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Securities and Exchange Commission v. Kent G. Barkouras
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CA Central | Stotler | Securities/Commodities/Exchanges | Securities Exchange Act | March 10, 2008 |
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Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission Defendant: Kent G Barkouras
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| January 18, 2008 | |||||
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National Fuel Gas Company v. New Mountain Vantage GP, L.L.C. et
al
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NY Western | Skretny | Securities/Commodities/Exchanges | Securities Exchange Act | January 18, 2008 |
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Plaintiff: National Fuel Gas Company; Defendant: New Mountain Vantage GP, L.L.C., New Mountain Vantage
L.P., New Mountain Vantage ( California) L.P., New Mountain Vantage ( Texas) L.P., New Mountain Vantage Advisors, L.L.P. and others...
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| December 14, 2007 | |||||
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Legacy Trading Group, LLC v. Unico, Inc.
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CA Southern | Lorenz | Securities/Commodities/Exchanges | Securities Exchange Act | December 14, 2007 |
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Plaintiff: Legacy Trading Group, LLC; Defendant: Unico, Inc.
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| November 6, 2007 | |||||
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Luzon v. Bigband Networks, Inc. et al
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act | November 6, 2007 |
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Plaintiff: Wayne Luzon; Defendant: Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball,
Gal Israely and others...
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| October 9, 2007 | |||||
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Candelore v. LDK Solar Co., Ltd. et al
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act | October 9, 2007 |
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Plaintiff: Allan Candelore; Defendant: LDK Solar Co., Ltd., LDK Solar USA, Inc., Xiaofeng Peng, Jack K.
Lai
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| October 4, 2007 | |||||
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Securities and Exchange Commission v. Samples et al
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CO | Babcock | Securities/Commodities/Exchanges | Securities Fraud | October 4, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Robert Ray White Samples, Pot O'Gold Financial
Services, LLC, Cristella Samples
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| September 27, 2007 | |||||
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United States Securities and Exchange Commission v. Buca, Inc.
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MN | Frank | Securities/Commodities/Exchanges | Securities Fraud | September 27, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Buca, Inc.
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| September 20, 2007 | |||||
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Securities and Exchange Commission v. Simone et al
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NY Eastern | Gleeson | Securities/Commodities/Exchanges | Securities Exchange Act | September 20, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Joseph Simone, Island Capital Management, Inc.,
Joseph Lando, Joseph Caracciolo, Alfred Varricchio and others...
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| September 11, 2007 | |||||
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Metzger v. Luminent Mortgage Capital, Inc. et al
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CA Northern | Patel | Securities/Commodities/Exchanges | Securities Exchange Act | September 11, 2007 |
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Plaintiff: Allen M. Metzger; Defendant: Luminent Mortgage Capital, Inc., Gail P. Seneca, Sewell Trezevant
Moore, Jr., Christopher J. Zyda
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| September 5, 2007 | |||||
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Securities and Exchange Commission v. Homeland Communications
Corporation et al
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FL Southern | Marra | Securities/Commodities/Exchanges | Securities Fraud | September 5, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Homeland Communications Corporation, Frances M
Labarre, Joseph Yurkin, Oak Tree Escrow Corporation, Luna Pazza, Inc. and
others...
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| August 23, 2007 | |||||
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Securities and Exchange Commission v. Secure Investement Services,
Inc., et al
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CA Eastern | Lew | Securities/Commodities/Exchanges | Securities Fraud | August 23, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Secure Investment Services, Inc., American
Financial Services, Inc., Lyndon Group, Inc., Donald Neuhaus, Kimberly Snowden
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| August 17, 2007 | |||||
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Securities and Exchange Commission v. Byrd
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Fraud | August 17, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Byrd
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| August 13, 2007 | |||||
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United States Securities and Exchange Commission v. Hollnagel et
al
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IL Northern | Bucklo | Securities/Commodities/Exchanges | Securities Fraud | August 13, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Brian N. Hollnagel, BCI Aircraft
Leasing, Inc.
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| August 7, 2007 | |||||
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Finisar Corporation v. U.S. Bank Trust National Association
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CA Northern | Lloyd | Securities/Commodities/Exchanges | Fed. Question | August 7, 2007 |
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Plaintiff: Finisar Corporation; Defendant: U.S. Bank Trust National Association
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Securities and Exchange Commission v. Muth
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CO | Krieger | Securities/Commodities/Exchanges | Securities Exchange Act | August 7, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Steven E. Muth
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| August 3, 2007 | |||||
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Securities and Exchange Commission v. Misner
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CO | Weinshienk | Securities/Commodities/Exchanges | Securities Exchange Act | August 3, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Steven B. Misner
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| August 1, 2007 | |||||
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FSC Securities Corporation v. Chandler et al
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NC Western | Mullen | Securities/Commodities/Exchanges | Petition to Vacate Arbitration Award | August 1, 2007 |
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Plaintiff: FSC Securities Corporation; Defendant: James M. Chandler, Richard D. Hopper, Shirley P.
Hopper, Florence E. Cooper, Danny R. Kiger and others...
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United States Securities and Exchange Commission v. Frohna
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WI Eastern | Goodstein | Securities/Commodities/Exchanges | Securities Fraud | August 1, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Joseph A Frohna
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| July 26, 2007 | |||||
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Thomas H. Lee Equity Fund V, L.P. et al v. Mayer, Brown, Rowe &
Maw L.L.P.
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NY Southern | Unassigned | Securities/Commodities/Exchanges | Securities Exchange Act | July 26, 2007 |
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Plaintiff: Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Equity Fund
V, L.P., Thomas H. Lee Equity Fund V, L.P. and others... Defendant: Mayer Brown Illinois, Mayer Brown UK, Mayer Brown UK
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| July 24, 2007 | |||||
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Securities and Exchange Commission v. Conagra Foods, Inc.
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CO | Krieger | Securities/Commodities/Exchanges | Securities Exchange Act | July 24, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: ConAgra Foods, Inc.
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| July 23, 2007 | |||||
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Securities and Exchange Commission v. Fresia
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CO | Weinshienk | Securities/Commodities/Exchanges | Securities Fraud | July 23, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Richard E. Fresia
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Securities and Exchange Commission v. Charters
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CO | Matsch | Securities/Commodities/Exchanges | Securities Fraud | July 23, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: John C. Charters
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| July 19, 2007 | |||||
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US Securities and Exchange Commission v. Chew
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NH | Barbadoro | Securities/Commodities/Exchanges | Securities Exchange Act | July 19, 2007 |
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Plaintiff: US Securities and Exchange Commission; Defendant: Patrick T. Chew
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| July 17, 2007 | |||||
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Securities and Exchange Commission v. Diehl
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CO | Matsch | Securities/Commodities/Exchanges | Securities Fraud | July 17, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Robert Allen Diehl
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| June 22, 2007 | |||||
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Severino et al v. Klytie's Developments, Inc. et al
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CO | Miller | Securities/Commodities/Exchanges | Securities Exchange Act | June 22, 2007 |
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Plaintiff: Thomas Severino, Sr., Thomas Severino, Jr., Dawn Poreda, Glenn Poreda, Joseph Honahan and others...; Defendant: Klytie's Developments,
Inc., Efrat Friedman, Hidai Friedman, Klytie's Developments, LLC, Jason J. Sharkey
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| June 7, 2007 | |||||
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Feuer v. Telik, Inc. et al
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act | June 7, 2007 |
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Plaintiff: Daniel Feuer; Defendant: Telik, Inc., Michael M. Wick, Cynthia Butitta
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| June 6, 2007 | |||||
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Fishbury, Limited et al v. Connetics Corporation et al
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CA Northern | Larson | Securities/Commodities/Exchanges | Securities Exchange Act | June 6, 2007 |
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Plaintiff: Fishbury, Limited, Marcus H. Seigle; Defendant: Connetics Corporation, Thomas G. Wiggans, C.
Gregory Vontz, Alexander J. Yaroshinsky, CIBC World Markets Corp. and
others...Consol Plaintiff: Bruce Gallant, Marcus H. Seigle, Movant: Policemen's Annuity & Benefit
Fund of Chicago and others...
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| June 4, 2007 | |||||
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Securities and Exchange Commission v. Snyder
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CO | Blackburn | Securities/Commodities/Exchanges | Securities Fraud | June 4, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Michael J. Snyder
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| June 1, 2007 | |||||
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PSI Corporation v. Welczek et al
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CA Northern | Armstrong | Securities/Commodities/Exchanges | Securities Exchange Act | June 1, 2007 |
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Plaintiff: PSI Corporation; Defendant: Alexander Von Welczek, Henry Lo, Michael Draper, Friendlyway AG,
Friendlyway, Inc. and others...
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Securities and Exchange Commission v. Longs et al
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AR Eastern | Wright | Securities/Commodities/Exchanges | U.S. Government Plaintiff | June 1, 2007 |
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Plaintiff: Securities and Exchange Commission; Defendant: Harold S Longs, Your Money Worth Inc
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| May 8, 2007 | |||||
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Zakkak v. Cutera, Inc. et al
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CA Northern | Alsup | Securities/Commodities/Exchanges | Securities Exchange Act | May 8, 2007 |
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Plaintiff: Edward Zakkak; Defendant: Cutera, Inc., Kevin P Connors, Robert J. Santilli
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| April 24, 2007 | |||||
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Securities And Exchange Commission v. Heinen et al
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CA Northern | Lloyd | Securities/Commodities/Exchanges | Securities Exchange Act | April 24, 2007 |
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Plaintiff: Securities And Exchange Commission, Securities And Exchange Commission, Securities And Exchange Commission, Securities And
Exchange Commission, Securities And Exchange Commission Defendant: Nancy Heinen, Nancy Heinen, Fred Anderson Objector: Wendy Howell
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| February 14, 2007 | |||||
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FTWF Franklin Mutual Beacon Fund et al v. Qwest Communications
International Inc.
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CA Northern | Conti | Securities/Commodities/Exchanges | Securities Exchange Act | February 14, 2007 |
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Plaintiff: FTWF Franklin Mutual Beacon Fund, Franklin World Telecom Fund, Franklin Technology Fund, Franklin Flex Cap Growth Fund, FTIF
Franklin U.S. Aggressive Growth Fund and others...; Defendant: Qwest Communications International Inc.
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| February 8, 2007 | |||||
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US Securities and Exchange Commission v. Fiallo
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NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act | February 8, 2007 |
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Plaintiff: US Securities and Exchange Commission; Defendant: Enrique (Henry) Fiallo
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| February 1, 2007 | |||||
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Hepfer v. Stolle et al
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CA Northern | Ware | Securities/Commodities/Exchanges | Securities Exchange Act | February 1, 2007 |
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Plaintiff: Brenda Hepfer; Defendant: Bryan D. Stolle, Jay B. Fulcher, Carolyn V. Aver, Christopher Wong,
Thomas H. Twietmeyer and others...
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| January 30, 2007 | |||||
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US Securities and Exchange Commission v. Hurley
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NH | Muirhead | Securities/Commodities/Exchanges | Securities Exchange Act | January 30, 2007 |
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Plaintiff: US Securities and Exchange Commission; Defendant: Anthony L. Hurley
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| January 29, 2007 | |||||
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Central States, Southeast and Southwest Areas Pension Fund v. JDS
Uniphase Corporation et al
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CA Northern | Wilken | Securities/Commodities/Exchanges | Securities Fraud | January 29, 2007 |
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Plaintiff: Central States, Southeast and Southwest Areas Pension Fund; Defendant: JDS Uniphase
Corporation, Josef Straus, Kevin N. Kalkhoven, Anthony R. Muller, Charles J. Abbe
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| January 16, 2007 | |||||
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United States Securities and Exchange Commission v. Blue et al
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CO | Blackburn | Securities/Commodities/Exchanges | Securities Exchange Act | January 16, 2007 |
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Plaintiff: United States Securities and Exchange Commission; Defendant: Randy Cook
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| January 10, 2007 | |||||
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MN | Schiltz | Securities/Commodities/Exchanges | Securities Fraud | January 10, 2007 |
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| December 22, 2006 | |||||
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City of Worchester Retirement System v. Rawls et al
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CA Northern | Whyte | Securities/Commodities/Exchanges | Securities Exchange Act | December 22, 2006 |
| December 11, 2006 | |||||
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Dudley et al v. Putnam International Equity Fund et al
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IL Southern | Murphy | Securities/Commodities/Exchanges | Securities Exchange Act | December 11, 2006 |
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Includes court opinions & orders.
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