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John Harvey Adamson, Petitioner-appellant, v. James G. Ricketts, Director, Arizona Department Ofcorrections, et al., Respondents-appellees
United States Court of Appeals, Ninth Circuit. - 865 F.2d 1011
Argued En Banc and Submitted Oct. 20, 1987.Decided Dec. 22, 1988
Timothy K. Ford, Seattle, Wash., and Timothy J. Foley, San Francisco, Cal., for petitioner-appellant.
Jack Roberts, Asst. Atty. Gen., Dept. of Law, Phoenix, Ariz., for respondents-appellees.
Appeal from the United States District Court for the District of Arizona.
Before HUG, SCHROEDER, PREGERSON, ALARCON, FERGUSON, NELSON, BOOCHEVER, NORRIS, BEEZER, BRUNETTI and THOMPSON, Circuit Judges.
FERGUSON, Circuit Judge:
John Harvey Adamson filed a petition for a writ of habeas corpus in district court after exhausting all of his state remedies. He contends that his death sentence after a conviction of first degree murder violated various provisions of the federal Constitution. The district court denied his petition, and a three-judge panel of this court affirmed the denial. Adamson v. Ricketts, 758 F.2d 441 (9th Cir.1985). That decision was vacated when the majority of the judges of the circuit voted to have the appeal determined by an en banc panel. This panel then reversed the district court on double jeopardy grounds and directed the issuance of a writ of habeas corpus. Adamson v. Ricketts, 789 F.2d 722 (9th Cir.1985) (en banc). We specifically declined at that time to decide the other issues presented by the petition. Id. at 725. The Supreme Court granted certiorari and reversed on the double jeopardy issue. Ricketts v. Adamson, 483 U.S. 1, 107 S.Ct. 2680, 97 L.Ed.2d 1 (1987). We are now required to address the other issues which were reserved for determination. We affirm the district court in part, reverse in part, and remand with instructions.
Adamson was arrested and charged with the June 2, 1976 car bombing murder in Arizona of Donald Bolles, an investigative reporter. A preliminary hearing was held on June 21, 1976, at which time a justice of the peace found probable cause to hold Adamson for first degree murder. In January 1977, after jury selection for his trial was underway, Adamson and the State entered into a plea agreement. Under the terms of the agreement, Adamson would testify against two other individuals who allegedly had hired him to commit the murder and would plead guilty to second degree murder. In exchange, Adamson would receive a sentence of 48-49 years imprisonment, with a total incarceration time of 20 years and 2 months.
On January 15, 1977, a hearing was held before Superior Court Judge Ben Birdsall. At that time, Judge Birdsall stated that he had reviewed the preliminary hearing transcript, police reports, supplements, and witness statements in the case. He questioned Adamson as to the factual basis of his guilt, and accepted the plea of guilty to second degree murder. He delayed acceptance of the sentencing provisions of the plea agreement, however, until he could determine the appropriateness of the sentence. Four days later, after having reviewed the presentence report, the preliminary hearing transcript, and the other information before him, Judge Birdsall concluded that the negotiated term of years was appropriate and accepted the sentence.
For three years following the court's acceptance of Adamson's plea and the provisions of the plea agreement, Adamson cooperated with authorities. On the basis of Adamson's testimony, Max Dunlap and James Robison were convicted of conspiracy and first degree murder, for which they were each sentenced to 29-30 years and the death penalty, respectively. While the Dunlap and Robison convictions were pending on appeal, the State moved to have Adamson's sentence imposed. Judge Birdsall sentenced Adamson to the agreed term of 48-49 years on December 7, 1978.
On February 25, 1980, the Arizona Supreme Court reversed the convictions of Dunlap and Robison and remanded the cases for new trials. State v. Dunlap, 125 Ariz. 104, 608 P.2d 41 (1980); State v. Robison, 125 Ariz. 107, 608 P.2d 44 (1980). When the State sought to secure Adamson's testimony in the retrials, Adamson's lawyer responded with a letter to the State dated April 3, 1980, which stated that his client believed that his obligations under the plea agreement were terminated once he was sentenced. The letter further stated that Adamson requested additional consideration, including release, in exchange for his testimony at the retrials. The State, in a letter to Adamson's attorneys dated April 9, 1980, stated that it considered the plea agreement to still be in effect. The State further wrote that Adamson's refusal to comply with its terms constituted a breach of the agreement. It also stated that, due to this refusal, "the state may now institute proceedings necessary to carry into effect those things noted in the plea agreement that result from a violation," including reinstatement of the first degree murder charge and "its possible punishment of death."
Shortly thereafter, on April 18, 1980, and again on April 22, 1980, the State called Adamson as a witness at a pretrial proceeding for the Dunlap and Robison retrials. Adamson reconfirmed his previous testimony concerning the Bolles killing, but asserted a Fifth Amendment privilege when questioned about another crime. After examining the State's letter of April 9, 1980, Superior Court Judge Robert L. Myers denied the State's motion to compel Adamson to testify. Judge Myers concluded that Adamson could legitimately assert his Fifth Amendment rights unless the State granted him immunity from prosecution. Although the State sought review of Judge Myers' denial of the motion to compel Adamson to testify, the Arizona Supreme Court declined to accept jurisdiction of the Special Action Petition. Adamson v. Superior Court, 125 Ariz. 579, 582, 611 P.2d 932, 935 (1980).
Following this, on May 8, 1980, the State filed a new information charging Adamson with first degree murder. Id. Adamson challenged this by a Special Action in the Arizona Supreme Court. 125 Ariz. at 579, 611 P.2d at 933. The court held that Adamson, by refusing to testify, breached the plea agreement and that he had waived the defense of double jeopardy. Id. at 584, 611 P.2d at 937. The court vacated Adamson's second degree murder sentence, judgment of conviction, and guilty plea and reinstated the open murder charge. Following that decision, Adamson offered to accept the State's version of the agreement and testify against Dunlap and Robison. The State refused Adamson's offer and proceeded with the charge of first degree murder while apparently dropping its efforts to retry Dunlap and Robison.1
Adamson unsuccessfully sought federal habeas corpus review pursuant to 28 U.S.C. Sec. 2254. This court affirmed in an unpublished memorandum disposition the district court's denial of the petition. Thereafter, on October 17, 1980, Adamson was convicted by a jury of first degree murder. A sentencing hearing was held on November 14, 1980.
At the hearing, Judge Birdsall, acting pursuant to Arizona Revised Statute Annotated ("A.R.S.") Sec. 13-703,2 concluded that two aggravating circumstances were present. Those circumstances were: (1) the defendant committed the offense as consideration for the receipt, or in expectation of the receipt, of anything of pecuniary value, A.R.S. Sec. 13-703(F)(5), and (2) the defendant committed the offense in an "especially cruel, heinous and depraved manner," Sec. 13-703(F)(6). Judge Birdsall also found that Adamson had not established the existence of any mitigating circumstances beyond a reasonable doubt. He then sentenced Adamson to death. The Arizona Supreme Court affirmed Adamson's death sentence, holding that the facts adduced at the sentencing proceeding supported the finding of both the (F)(5) pecuniary gain aggravating circumstance and the "cruelty" portion of (F)(6)'s "heinous, cruel, or depraved" circumstance. State v. Adamson, 136 Ariz. 250, 665 P.2d 972, cert. denied, 464 U.S. 865, 104 S.Ct. 204, 78 L.Ed.2d 178 (1983). Adamson then instituted the present federal habeas corpus proceeding.
The issues before this court are: (1) whether seeking or imposing the death penalty following Adamson's assertion of his Fifth Amendment right constitutes prosecutorial or judicial vindictiveness, respectively; (2) whether imposition of a death sentence by the judge who earlier found imprisonment an appropriate penalty for the same acts violated the Eighth Amendment prohibition against arbitrary and capricious sentencing in capital cases; (3) whether the Arizona statute violates the Sixth Amendment right to a jury determination of the elements of an offense by requiring the judge to make factual findings regarding aggravating circumstances; (4) whether the Arizona statute's aggravating factor that the offense was committed in an especially heinous, cruel or depraved manner is unconstitutionally vague as construed by the Arizona Supreme Court; (5) whether the Arizona statute violates the Eighth Amendment by precluding meaningful consideration of all mitigating evidence and by imposing a presumption of death; and (6) whether the admission of certain evidence at trial violated the Confrontation Clause.
The Due Process Clause of the Fourteenth Amendment guarantees against judicial and prosecutorial vindictiveness. Thus, a defendant may not be penalized by the imposition of a harsher sentence simply for exercising a right to appeal. North Carolina v. Pearce, 395 U.S. 711, 723-26, 89 S.Ct. 2072, 2079-81, 23 L.Ed.2d 656 (1969). Similarly, a prosecutor cannot increase the charges against a defendant in retaliation for the defendant's assertion of a statutory right. Blackledge v. Perry, 417 U.S. 21, 27, 94 S.Ct. 2098, 2102, 40 L.Ed.2d 628 (1974) (extending the rule in Pearce to protect the accused against prosecutorial vindictiveness).
Adamson contends the 1980 decisions to seek and impose the death penalty against him for the same acts that earlier merited a term of years were vindictively motivated. We find the evidence insufficient to show that Adamson's death sentence was vindictively imposed by the sentencing judge. We thus reject his claim of judicial vindictiveness.3 We do find merit, however, in his claim that the circumstances surrounding the State's decision to seek the death penalty raise a presumption of prosecutorial vindictiveness sufficient to require an evidentiary hearing on the matter.4
No actual showing of malice or retaliatory motive is necessary to assert a vindictive prosecution claim. Blackledge, 417 U.S. at 28, 94 S.Ct. at 2102; see also United States v. Burt, 619 F.2d 831, 836 (9th Cir.1980). Rather, vindictiveness will be presumed when the circumstances surrounding the prosecutorial decision at issue create the appearance of vindictiveness.5 United States v. Robison, 644 F.2d 1270, 1272 (9th Cir.1981); see also United States v. Griffin, 617 F.2d 1342, 1347 (9th Cir.), cert. denied, 449 U.S. 863, 101 S.Ct. 167, 66 L.Ed.2d 80 (1980) (mere appearance of vindictiveness may give rise to presumption sufficient to establish due process violation); United States v. Groves, 571 F.2d 450, 453 (9th Cir.1978) ("it is the appearance of vindictiveness rather than vindictiveness, in fact, which controls") (emphasis in original). A presumption arises whenever "it reflects the very real likelihood of actual vindictiveness" on the part of the prosecution. United States v. Martinez, 785 F.2d 663, 668 (9th Cir.1986) (quoting United States v. Gallegos-Curiel, 681 F.2d 1164, 1167 (9th Cir.1982)).
The circumstances surrounding the State's decision to seek the death penalty for Adamson clearly reflect the real likelihood of actual vindictiveness and thus give rise to a presumption of vindictiveness. The State sought the death penalty against Adamson for the very same conduct for which it had three years earlier found a lesser charge and a sentence of 48-49 years appropriate. See Martinez, 785 F.2d at 669 (presumption of vindictiveness raised when the increased charges arise from the same nucleus of operative facts as the earlier charge); Robison, 644 F.2d at 1272-73 (prosecutor's attempt to seek a heavier penalty for the same acts is inherently suspect). The same sovereign and the same set of facts were involved in both decisions. Cf. United States v. Ballester, 763 F.2d 368, 370 (9th Cir.), cert. denied, 474 U.S. 842, 106 S.Ct. 126, 88 L.Ed.2d 103 (1985) (likelihood of prosecutorial abuse is diminished when a separate sovereign brings the increased charges); Robison, 644 F.2d at 1272 (vindictive prosecution claim weakened when different facts and different sovereigns involved). Most importantly, the decision to file the increased charges directly followed Adamson's assertion of his constitutional right against self-incrimination.6 See Blackledge, 417 U.S. at 27-28, 94 S.Ct. at 2102; United States v. Shaw, 655 F.2d 168, 171-72 (9th Cir.1981) (appearance of vindictiveness shown by prosecutor increasing severity of charges after the defendant exercised a protected right). These circumstances create the appearance that the State, "faced with a disappointing result, act[ed] so as to 'up the ante' for the defendant."7 Martinez, 785 F.2d at 669. Thus, a presumption of vindictiveness is warranted in this case.8 Id.; see also Shaw, 655 F.2d at 171 (prima facie case of vindictiveness created when government upped the ante by vacating guilty plea in retaliation for exercise of protected right); Robison, 644 F.2d at 1273 (stating it is the prosecution's "attempt or threat to 'up the ante' by bringing new or more serious charges in response to the exercise of protected rights that violates the due process guarantee"); United States v. DeMarco, 550 F.2d 1224, 1227 (9th Cir.), cert. denied, 434 U.S. 827, 98 S.Ct. 105, 54 L.Ed.2d 85 (1977) (constitutionally impermissible for government to up the ante to discourage defendant from exercising his right to change of venue).
Once the presumption of vindictiveness is raised, the burden shifts to the prosecution to rebut it by presenting evidence of independent reasons or intervening circumstances which demonstrate that the prosecutor's decision was motivated by a legitimate purpose. Gallegos-Curiel, 681 F.2d at 1167; United States v. Thurnhuber, 572 F.2d 1307, 1310 (9th Cir.1977) (state has a "heavy burden of proving that any increase in the severity of the alleged charges was not motivated by a vindictive motive") (quoting United States v. Ruesga-Martinez, 534 F.2d 1367, 1369 (9th Cir.1976) (footnote omitted)). Thus, the State must rebut the presumption that its reinstatement of the first degree murder charge and pursuit of the death penalty against Adamson was improperly motivated. To date it has not done so.
None of the arguments the State presents are sufficient to rebut the presumption of vindictiveness. The State's first contention, that "no one upped the ante" because it simply filed first degree murder charges as the plea agreement reinstatement provisions allowed it to do, wholly misses the point. Vindictive prosecution cases always involve circumstances where the prosecution is acting within its power.9 The issue in such cases, however, is whether the exercise of that power was improperly motivated. Thus, just because the State in this case could seek the death penalty against Adamson does not resolve the issue of whether it did so with a vindictive or retaliatory motive.
The State's related argument that its actions fall within the sphere of prosecutorial discretion is equally unpersuasive. The vindictive prosecution doctrine is "a limit on prosecutorial discretion, and goes to the very authority of the prosecutor to hale the defendant into court in the first place." Griffin, 617 F.2d at 1345-46. Thus, while a prosecutor has great discretion to choose which charges it will bring against a particular defendant, "when there is 'a significant possibility that such discretion may have been exercised with a vindictive motive or purpose,' the reasons for the prosecutor's decision to increase the stakes for the accused 'must be made to appear.' " Id. at 1346-47 (quoting Ruesga-Martinez, 534 F.2d at 1369). In Adamson's case, there is a significant possibility of actual vindictiveness surrounding the State's decision to seek the death penalty, coupled with an apparent absence of legitimate reasons to justify it.
The facts before us also do not support a finding that the State's charging decision resulted from "the prosecutor's normal assessment of the societal interest in prosecution." Goodwin, 457 U.S. at 380 n. 11, 102 S.Ct. at 2492 n. 11. While we agree that the State has a legitimate and compelling interest in punishing and prosecuting the murder of Donald Bolles, that interest was present at the time the State made its original bargain with Adamson. An interest in punishing all concerned was the apparent motivation for the State's entering into the original agreement. That agreement resulted in a sentence of a term of years for Adamson and--before their convictions were overturned--the imposition of the death penalty for Robison and Dunlap. We fail to see how the State's interest in punishing those connected with Bolles' murder was advanced, three years later, by seeking to penalize one rather than all three.
Furthermore, the State's argument that it increased the charges against Adamson because his credibility was destroyed "once he made his famous non-negotiable demands" is contradicted by its own actions. It continued to try to compel Adamson to testify on several occasions following receipt of the April 3, 1980 letter. In addition, the State's position is undermined by the record of Adamson's extensive cooperation with state and federal authorities. Adamson had testified for hundreds of hours and cooperated in more than two hundred interrogation sessions during the three year period between the plea agreement and his subsequent claim that he had fulfilled his obligations under the terms of that agreement. There is no evidence--nor does the State even argue--that at any time he testified less than credibly. The earlier convictions of Robison and Dunlap in fact support the contrary conclusion.
We also find no merit in the State's claim that it sought the death penalty against Adamson because Adamson might refuse to testify at a retrial of Robison and Dunlap. The State defends its actions on the grounds that such a refusal would be "the definitive end of any case against Robison and Dunlap" since double jeopardy would attach.10 Nothing, however, could more definitively end the case against Robison and Dunlap than ending Adamson's life and silencing forever the key prosecution witness against them.11
In addition, there was little indication that Adamson would refuse to testify.12 He proved his willingness to testify at the original trial of Robison and Dunlap, where his testimony was largely, if not entirely, responsible for their convictions. He also agreed, as soon as the Arizona Supreme Court rejected his interpretation of the provisions of the plea agreement, to testify at the retrial. Moreover, since the Arizona Supreme Court decision made clear that the State could refuse Adamson's demands, he had no further incentive for not testifying.13
Because we find that Adamson has made an initial showing to raise a presumption of vindictiveness that the State has not thus far rebutted, we hold that the district court erred in denying Adamson's request for an evidentiary hearing on the matter. We therefore reverse the district court and remand for such a hearing.14
Given that the judge originally determined that a sentence of 48-49 years was an appropriate penalty for the acts constituting the murder, we also hold that the judge's subsequent imposition of the death penalty following Adamson's trial was arbitrary in violation of the Eighth and Fourteenth Amendments.
The death penalty qualitatively differs from any other sentence. California v. Ramos, 463 U.S. 992, 998-99, 103 S.Ct. 3446, 3451-52, 77 L.Ed.2d 1171 (1983); Zant v. Stephens, 462 U.S. 862, 884, 103 S.Ct. 2733, 2746, 77 L.Ed.2d 235 (1983); Enmund v. Florida, 458 U.S. 782, 797, 102 S.Ct. 3368, 3377, 73 L.Ed.2d 1140 (1982); Beck v. Alabama, 447 U.S. 625, 637, 100 S.Ct. 2382, 2389, 65 L.Ed.2d 392 (1980); Woodson v. North Carolina, 428 U.S. 280, 304, 96 S.Ct. 2978, 2991, 49 L.Ed.2d 944 (1976). Thus, we must accord a "greater degree of scrutiny" to capital sentencing determinations. Ramos, 463 U.S. at 999, 103 S.Ct. at 3452.
To pass constitutional scrutiny under this heightened standard, the death penalty must not be applied in an arbitrary or capricious manner. Gregg v. Georgia, 428 U.S. 153, 188, 96 S.Ct. 2909, 2932, 49 L.Ed.2d 859 (1976). Rather, there must be "an 'individualized determination' of whether the defendant in question should be executed, based on 'the character of the individual and the circumstances of the crime.' " Booth v. Maryland, 482 U.S. 496, 107 S.Ct. 2529, 2532, 96 L.Ed.2d 440 (1987) (quoting Zant, 462 U.S. at 879, 103 S.Ct. at 2744 (emphasis in original)). A sentence of death may not be imposed unless there is a determination that death is the appropriate punishment in the specific case under consideration. Woodson, 428 U.S. at 304, 96 S.Ct. at 2991. "[A]ny decision to impose the death sentence must 'be, and appear to be, based on reason rather than caprice or emotion.' " Booth, 107 S.Ct. at 2536 (quoting Gardner v. Florida, 430 U.S. 349, 358, 97 S.Ct. 1197, 1204, 51 L.Ed.2d 393 (1977) (opinion of Stevens, J.)).
Whether or not a capital sentence is involved, in Arizona the sentencing function does not lie with the parties to a plea agreement but "rests primarily with the Judge, whose ultimate obligation is to impose an appropriate sentence...." Dominguez v. Meehan, 140 Ariz. 329, 332, 681 P.2d 912, 915 (App.1983) (quoting People v. Farrar, 52 N.Y.2d 302, 437 N.Y.S.2d 961, 419 N.E.2d 864 (1981)), approved, 140 Ariz. 328, 681 P.2d 911 (1984). Thus, the wide discretion accorded a judge regarding whether to accept or reject a plea extends to the sentencing provisions of the plea agreement. See State v. De Nistor, 143 Ariz. 407, 411-12, 694 P.2d 237, 241 (1985). The judge therefore has complete authority to reject the sentence negotiated by the parties. See Ariz.R.Crim.P. 17.4(d); Williams v. Superior Court, 130 Ariz. 209, 210, 635 P.2d 497, 498 (1981); (Frank) Smith v. Superior Court, 130 Ariz. 210, 212, 635 P.2d 498, 500 (1981); see also De Nistor, 143 Ariz. at 412, 694 P.2d at 241. Even after accepting a plea agreement, a judge may reject the stipulated sentence if he or she finds it inappropriate.15 De Nistor, 143 Ariz. at 410, 694 P.2d at 241; see also (Frank) Smith, 130 Ariz. at 212, 635 P.2d at 500.
In Adamson's case, the judge held two hearings and reviewed extensive information in order to determine whether he would accept the plea and sentence negotiated between Adamson and the State. At the first hearing, on January 15, 1977, the judge stated that he had read and examined the preliminary hearing transcript, police reports and supplements, and the written statements of witnesses. The judge also elicited additional information from Adamson regarding his role in Bolles' murder "to further establish a factual basis" for the guilty plea. He then accepted Adamson's plea of guilty to second degree murder, but postponed acceptance of the stipulated sentence pending review and receipt of the presentence report.
At the next hearing four days later, the judge indicated that he had now considered the presentence report, the matters in the file, the preliminary hearing transcript, the plea agreement, and the proceedings at the previous hearing. Having reviewed and considered all of this information, the judge accepted the 48-49 year sentence proposed in the plea agreement.
The judge's acceptance of Adamson's negotiated guilty plea to second degree murder and sentence thus reflected his judicial determination that such was an "appropriate" punishment for all of Adamson's actions. Because second degree murder under Arizona law carries a maximum penalty of life imprisonment, the judge's acceptance of Adamson's plea agreement also signified his belief that Adamson would be appropriately punished by a prison sentence rather than death.
Notwithstanding this previous determination, in November 1980, following Adamson's subsequent trial and conviction for Bolles' murder, the judge imposed the death penalty for the same conduct for which he had previously found a prison term "appropriate." No information was cited to justify the imposition of the death penalty that had not been available at the first sentencing hearing. Indeed, the aggravating and mitigating circumstances listed in the sentencing findings were based on the same facts that the judge had used three years earlier to determine that a prison term was the "appropriate" penalty for Adamson.16 Thus, there is no evidence that the death sentence was "based on reason rather than caprice or emotion." Gardner, 430 U.S. at 358, 97 S.Ct. at 1204. It therefore appears, based on the record before us, that the judge acted arbitrarily in imposing the death penalty in Adamson's case. Since the only change of circumstances between the imposition of the prison sentence and the imposition of the death sentence was that Adamson breached the plea agreement, there emerges the inescapable conclusion that Adamson was sentenced to death because he violated a contract.
The State counters that, when the judge originally sentenced Adamson to a term of years, he had no power to do anything other than to accept or reject the plea, and thus no authority to examine aggravating or mitigating factors. This argument has no merit. As we have already indicated, under Arizona law the sentencing judge has the power to accept the plea, reject the plea, or accept the plea yet reject the negotiated sentence if it is determined that it was not appropriate.17 See, e.g., De Nistor, 143 Ariz. at 411, 694 P.2d at 241. The record here shows that, in determining whether to accept the plea and the proposed sentence of 48-49 years as appropriate, the judge considered the same information that he subsequently used to find aggravating circumstances sufficient to justify a sentence of death.
The dissent attempts to justify Adamson's death sentence by concluding that, in light of the reinstatement provisions of the plea agreement, such a sentence was simply the logical and predictable result of his refusal to testify. Whatever may be said for the propriety of increasing prison sentences following the breach of a plea agreement, the imposition of the death penalty for such circumstances offends the constitutional principle that capital sentencing determinations require special treatment. See, e.g., Ramos, 463 U.S. at 998-99 & n. 9, 103 S.Ct. at 3451-52 & n. 9. While in agreement with the dissent that Adamson's death sentence followed his breach, we do not share the dissent's view that this sort of predictability passes constitutional muster. When the predictable result of the breach of a plea bargain is the death penalty, the imposition of that penalty is arbitrary and in violation of the Constitution. The Constitution requires an individualized determination of whether a defendant should be executed, and not a prediction of death.
We hold that the state trial judge acted arbitrarily in imposing the death penalty. We reverse the district court and remand to that court with instructions to grant the writ of habeas corpus unless the State, within a reasonable time, resentences Adamson to a sentence other than death.
Adamson also contends that the Arizona statutory scheme for imposing the death penalty erroneously lists elements of the offense as factors to be determined by the sentencing judge, thus depriving him of his right to a jury decision on the elements of the crime in violation of the Sixth and Fourteenth Amendments. We agree.
The historic roots of the right to jury trial provide an essential backdrop to this discussion. The Framers of the Bill of Rights included the Sixth Amendment's guarantee of a right to jury trial as an essential protection against government oppression. "Fear of unchecked power, so typical of our State and Federal Governments in other respects, found expression in the criminal law in this insistence upon community participation in the determination of guilt or innocence." Duncan v. Louisiana, 391 U.S. 145, 156, 88 S.Ct. 1444, 1451, 20 L.Ed.2d 491 (1968). The cornerstone of this protection is the right to have the jury determine the existence of the facts necessary to determine guilt or innocence of a given crime. Only by maintaining the integrity of the factfinding function does the jury "stand between the accused and a potentially arbitrary or abusive Government that is in command of the criminal sanction." United States v. Martin Linen Supply Co., 430 U.S. 564, 572, 97 S.Ct. 1349, 1355, 51 L.Ed.2d 642 (1977).
The Court has recognized that the defendant's right to a jury trial and the concomitant factfinding responsibilities of the jury merit greater protection as the potential punishment increases. See, e.g., Duncan, 391 U.S. at 160-61, 88 S.Ct. at 1453 (jury trial not constitutionally mandated for petty offenses; seriousness of punishment determines when right attaches). As we have previously stated, the Supreme Court has repeatedly held that the death penalty is qualitatively different from all other punishments and that heightened scrutiny of death sentencing decisions is required. Thus, when the death penalty is implicated courts must be particularly careful to prevent the infringement of Sixth Amendment rights.
To avoid the dangers of government oppression recognized in Duncan and reaffirmed in later cases, there must be strict separation of determinations of guilt or innocence (factfinding) and determinations of the appropriate punishment (sentencing). To otherwise blur the distinctions between those concepts would result in the ultimate tyranny feared by the Founders and condemned by Duncan: the unchecked power of the government to execute at will.
Adamson was found guilty of first degree murder by a jury. Since Arizona's death penalty statute requires that a judge find at least one aggravating circumstance before a defendant convicted of first degree murder is death-eligible, however, the jury's verdict by itself did not qualify him for a death sentence. Accordingly, Adamson argues that the death sentence was imposed only after he had been found guilty of a higher degree of murder--"capital murder"--by virtue of the judge finding two additional factors, specifically, aggravating circumstances A.R.S. Secs. 13-703(F)(5) (a motive of "pecuniary gain") ("(F)(5)"), and 13-703(F)(6) (murder committed in an "especially heinous, cruel or depraved" manner) ("(F)(6)"). Adamson thus concludes that because a judge made these findings he was deprived of his Sixth Amendment right to have a jury decide the facts of his guilt or innocence. The logic of Adamson's argument, however, is sound only if the Arizona statutory aggravating circumstances are actually elements of a distinct crime.
The Constitution requires that the state prove beyond a reasonable doubt all elements of the offense with which the defendant is charged. In re Winship, 397 U.S. 358, 361, 90 S.Ct. 1068, 1071, 25 L.Ed.2d 368 (1970). Yet the parameters of what constitutes an "element"--so as to fall within the jury's factfinding responsibility--remain elusive. A line of due process cases considering such contours has failed to produce concrete guidelines. Cf. McMillan v. Pennsylvania, 477 U.S. 79, 106 S.Ct. 2411, 2417, 91 L.Ed.2d 67 (1986) (Court has "never attempted to define precisely the constitutional limits [of] the extent to which due process forbids the reallocation or reduction of burdens of proof in criminal cases, and do[es] not do so today...."); see also Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977); Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975); In re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1969). We find, however, that a framework for analysis emerges from these cases. Thus, in assessing Adamson's claim, we examine (1) the legislative history of Arizona's death penalty statutes; (2) the actual role played by aggravating circumstances under Arizona's revised statute Sec. 13-703; and (3) the application of McMillan v. Pennsylvania, the Supreme Court's most recent pronouncement on the distinction between elements and sentencing factors, to this case.
From 1901 to 1973 Arizona placed the sentencing decision of "death or imprisonment" on the jury:18
A person guilty of murder in the first degree shall suffer death or imprisonment in the state prison for life, at the discretion of the jury trying the person charged therewith, or upon a plea of guilty, the court shall determine the punishment.
State v. Nielsen, 108 Ariz. 251, 254, 495 P.2d 847, 850 (1972) (quoting A.R.S. of 1956 Sec. 13-453(A)) (emphasis added); see also A.R.S. of 1955 Sec. 13-453; Ariz.Code of 1939 Sec. 43-2903; Rev.Code of Ariz. of 1928 Sec. 4585; A.R.S. of 1913, 13 Penal Code Sec. 173; Ariz.Penal Code of 1901 Sec. 174. In addition, Arizona allocated the burden of proof of the elements of the homicide--including the burden of proving mitigation--between the prosecution and defendant at trial:
Upon a trial for murder, the commission of the homicide by the defendant being proved, the burden of proving circumstances of mitigation or that justify or excuse it, devolves upon him, unless the proof on the part of the prosecution tends to show that the crime committed only amounts to manslaughter, or that the defendant was justifiable or excusable.
Ariz. Penal Code of 1901 Sec. 938; A.R.S. of 1913, 13 Penal Code Sec. 1046; Rev. Code of Ariz. of 1928 Sec. 5050; Ariz. Code of 1939 Sec. 44-1814; A.R.S. of 1955 Sec. 13-454; A.R.S. of 1956 Sec. 13-454.
In 1973, in response to Furman v. Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33 L.Ed.2d 346 (1972) (death penalty may not be imposed arbitrarily or capriciously), the Arizona legislature adopted a new procedure for determination of the appropriate sentence.19 The responsibility for deciding whether a defendant would receive a sentence of life or death was taken from the jury20 and reassigned to the judge who presided over a separate, statutorily mandated, aggravation-mitigation hearing.21 The legislature similarly removed the consideration of mitigating circumstances from the jury at trial and allocated it to the judge at sentencing.22 This abbreviated legislative history thus reveals that for at least 72 years, the Arizona legislature believed (1) a jury should decide between life or death and (2) mitigating factors, as well as elements establishing higher degrees of murder, had to be proved or disproved at trial before the trier-of-fact.23
If this were the end of the analysis, however, Adamson's argument would fail. Simply because Arizona previously assigned this decisionmaking responsibility to a jury does not mean, of course, that the State must continue to do so. Cf. Spaziano v. Florida, 468 U.S. 447, 464, 104 S.Ct. 3154, 3163, 82 L.Ed.2d 340 (1984). However, the Supreme Court has not hesitated to invalidate sentencing procedures when the process violates constitutional rights. See, e.g., Mullaney, 421 U.S. at 698, 95 S.Ct. at 1889 (states may not simply "redefine the elements that constitute different crimes, characterizing them as factors that bear solely on the extent of punishment"). Thus we recognize that the mere use of labels such as "determinations of guilt" and "sentencing" to compartmentalize the functions of judge and jury, does not negate the very real possibility that what are called "sentencing" decisions may in fact usurp jury factfinding responsibilities. While a "state legislature's definition of the elements of the offense is usually dispositive," McMillan, 477 U.S. at 85, 106 S.Ct. at 2416, its decision in this regard is subject to proscription under the Due Process Clause if it "offends some principle of justice so rooted in the traditions and conscience of our people so as to be ranked as fundamental." Speiser v. Randall, 357 U.S. 513, 523, 78 S.Ct. 1332, 1341, 2 L.Ed.2d 1460 (1958) (quoted in McMillan, 477 U.S. at 85, 106 S.Ct. at 2416). The Sixth Amendment right to have a jury determine whether the State has proven every element of the charged offense is such a principle. Thus, a scrutinizing examination of the Arizona statutory scheme is necessary to determine if its assignment of responsibilities violates the fundamental right to a jury trial.
Under Arizona's revised code, all murder is not capital murder. Since 1973, Arizona has required that before a death sentence may be imposed the trial judge must find beyond a reasonable doubt that at least one statutory aggravating circumstance exists.24 While Arizona has formally subdivided murder into at least four categories--first degree murder, second degree murder, manslaughter and negligent homicide25--it appears that aggravating circumstances in fact operate to create an additional category of murder. While the statute's nomenclature ("aggravating circumstances") suggests they are mere factors guiding the judge in his or her determination of the appropriate penalty, all other indicators confirm that aggravating circumstances are additional elements necessary for a finding that a defendant is guilty of the distinctive offense of capital murder.26 Finding aggravating circumstances results in the only crime in Arizona for which a defendant may receive a death sentence.
An aggravating "circumstance" which elevates a murder to a "death-eligible" murder in the penalty phase, remarkably mirrors the attributes of an essential element of the offense during the guilt phase of a trial. Like an element of a crime, an aggravating circumstance in the Arizona scheme informs the prosecutor what facts must be proven to obtain a conviction. The circumstance must be proven beyond a reasonable doubt. The hearing is adversarial, with oral argument and the prosecution's presentation of evidence governed by the usual rules of evidence. The presiding trial judge must make findings on the existence or nonexistence of each of the statutory aggravating and mitigating circumstances. If the judge finds an aggravating circumstance, the burden then shifts to the defendant who must put on sufficient evidence of mitigation or the death penalty will be imposed. A.R.S. Sec. 13-703; see also Arizona v. Rumsey, 467 U.S. 203, 210, 104 S.Ct. 2305, 2309, 81 L.Ed.2d 164 (1984). If the prosecution is unable to prove the existence of a single aggravating circumstance, like not proving an essential element, the defendant cannot be put to death. Cf. Poland v. Arizona, 476 U.S. 147, 156, 106 S.Ct. 1749, 1755-56, 90 L.Ed.2d 123 (1986) (Court framed the relevant inquiry as "whether the sentencing judge or the reviewing court has 'decid[ed] that the prosecution has not proved its case' for the death penalty and hence has 'acquitted' petitioners"); Rumsey, 467 U.S. at 212, 104 S.Ct. at 2310 (where findings of fact at sentencing hearing were all favorable to defendant, he was "acquitted" of the death penalty).
Moreover, to determine the existence of the aggravating circumstances at issue here requires subjective and complex inquiries into the defendant's state of mind before, during and after the perpetration of the crime.27 An (F)(5) finding obligates the judge--not the jury--to draw conclusions regarding whether the defendant had the "expectation of the receipt, of anything of pecuniary value." A.R.S. Sec. 13-703(F)(5) (emphasis added). The (F)(6) factor--whether the offense was committed in an "especially heinous, cruel or depraved manner"--requires assessments of "the mental state and attitude of the perpetrator as reflected in his words and actions" at the time of the offense. State v. Gretzler, 135 Ariz. 42, 51, 659 P.2d 1, 10, cert. denied, 461 U.S. 971, 103 S.Ct. 2444, 77 L.Ed.2d 1327 (1983). These assessments directly measure a defendant's "moral guilt" and overall culpability--traditionally the jury's domain of decision. See Enmund v. Florida, 458 U.S. 782, 800, 102 S.Ct. 3368, 3378, 73 L.Ed.2d 1140 (1982) ("American criminal law has long considered a defendant's intention--and therefore his moral guilt--to be critical to the 'degree of [his] criminal culpability'....") (quoting Mullaney, 421 U.S. at 698, 95 S.Ct. at 1889).28
We therefore hold that Arizona's aggravating circumstances function as elements of the crime of capital murder requiring a jury's determination.
Further support for our conclusion is found in McMillan v. Pennsylvania, 477 U.S. 79, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986), which contains the Supreme Court's most recent pronouncement on what constitutes an element of a criminal offense requiring proof beyond a reasonable doubt, and to which the right to a jury determination attaches. The Court in McMillan upheld a Pennsylvania statute which increases the minimum sentence a judge can impose upon finding, by a preponderance of the evidence, that the person "visibly possessed a firearm" during the commission of the underlying offense. The statute at issue required a mandatory minimum sentence of five years' imprisonment for certain felony convictions. 106 S.Ct. at 2414. The petitioners argued that visible possession was an element of the crime, demanding attendant constitutional protections. The Court disagreed, concluding that the "visible possession of a firearm" factor did not require proof beyond a reasonable doubt to satisfy due process, nor a jury determination necessary in order to conform with the Sixth Amendment.
The Court's conclusion in McMillan, however, turned upon facts not present in the instant case. For instance, the Court found it significant that Pennsylvania had defined the elements of the enumerated offenses, as well as their maximum allowable sentences, at least ten years prior to passing the statute at issue. Id. at 2416-17. The majority also noted that the legislature could have chosen to add visible possession as an element of the enumerated offenses. It did not, however, and thus the new statute affected only sentencing. Id. at 2417. Thus, the Court concluded that "the specter raised by petitioners of States restructuring existing crimes in order to 'evade' the commands of Winship just does not appear in this case." Id. at 2418.
In contrast, Arizona's is a totally revised statutory scheme which, when enacted in 1973, in essence withdrew from the definition of its homicide crimes various "elements" traditionally preserved in Arizona for jury determination and reclassified them as judicial sentencing circumstances. The confluence of the elements and circumstances, combined with the simultaneous repeal of the statute allocating the burden of proving mitigation at trial and enactment of the statute allocating this burden at judicial sentencing, distinguishes Arizona's scheme from the one in McMillan.29
Most significantly, however, the Court stated in McMillan that its result could be different "if a finding of visible possession exposed [defendants] to greater or additional punishment...." Id. at 2418. The Court placed great emphasis on the fact that the Pennsylvania statute
neither alters the maximum penalty for the crime committed nor creates a separate offense calling for a separate penalty; it operates solely to limit the sentencing court's discretion in selecting a penalty within the range already available to it without the special finding of visible possession of a firearm.
Id. at 2417-18 (emphasis added).30 The Arizona statutes at issue however, operate very differently. Although first degree murder in Arizona is punishable by life imprisonment or death, see A.R.S. Sec. 13-703(A), a defendant cannot, under any circumstances, be sentenced to death unless at least one aggravating circumstance is found to exist. Consequently, the finding of aggravating circumstances "exposes [defendants] to greater or additional punishment." Id. at 2418.31 Further, because proof of at least one "aggravating circumstance" is required, capital murder becomes a distinct offense calling for a separate punishment not otherwise available--the penalty of death.
While a defendant is entitled to a jury's determination regarding the existence of elements of a crime, a defendant is not, however, constitutionally entitled to have a jury determine the appropriate punishment. In Spaziano v. Florida, 468 U.S. 447, 104 S.Ct. 3154, 82 L.Ed.2d 340 (1984), the Supreme Court upheld Florida's "over-ride" provision which allows a judge to impose a death sentence despite a jury recommendation of life imprisonment. Never challenging the fundamental principle that criminal defendants are entitled to a jury trial, see Duncan, 391 U.S. at 156, 88 S.Ct. at 1451, the Court's examination in Spaziano was limited to the constitutionality of judicial "sentencing" and evaluation of "the appropriate punishment to be imposed." 468 U.S. at 458-59, 104 S.Ct. at 3160-61. The Court never addressed a claim of judicial fact-finding as to an element of the offense. Thus the Court never reached the particular contention Adamson has raised: that Arizona's capital sentencing statute requires the judge to determine elements of the offense charged, thereby taking this factual element out of the jury's hands in violation of the Sixth Amendment.32 Sentencing, or the ultimate determination of an appropriate penalty, involves the weighing of factors. Such weighing is completely distinct from threshold findings of whether requisite elements even exist from which the trier-of-fact draws conclusions on guilt or innocence.
Thus, Spaziano is not controlling in this case, as it left untouched the question of the right to a jury trial where the aggravating circumstances of a state's death penalty statute are elements of a capital offense.
We therefore conclude that the function of Arizona's aggravating circumstances, considered in light of the development of Arizona's revised statutory scheme and McMillan, demand that the veil of the sentencing factor label be lifted. We hold that Arizona has impermissibly identified elements of the crime of capital murder as sentencing factors for determination by a judge, thereby removing their consideration from a jury, in violation of the Sixth Amendment. We reverse the district court on this issue and remand with instructions to grant the writ of habeas corpus unless the State, within a reasonable time, imposes a sentence other than death.
Not only must a jury determine the existence of the elements--including those mislabeled as aggravating circumstances--which constitute the crime, but the Constitution also requires that there be guidelines to channel discretion in making these findings. Adamson received the death penalty after the trial judge found the presence of two aggravating circumstances: A.R.S. Secs. 13-703(F)(5) ("pecuniary gain" motive)33 and (F)(6) ("especially heinous, cruel, or depraved" murder). We conclude that the (F)(6) circumstance violates the Eighth and Fourteenth Amendments by failing to channel adequately the decisionmaker's discretion when determining whether the (F)(6) circumstance exists.
Arizona, like many other states, responded to Furman v. Georgia, by implementing specific guidelines intended to narrow the trier of fact's discretion. See Cartwright v. Maynard, 822 F.2d 1477, 1484 (10th Cir.1987) (en banc), aff'd, --- U.S. ----, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988) (noting that thirty-five states enacted new death penalty statutes after Furman ). The Supreme Court has upheld against limited attack statutory schemes designed to ensure channeled decisionmaking by consideration of aggravating and mitigating circumstances. See, e.g., Jurek v. Texas, 428 U.S. 262, 96 S.Ct. 2950, 49 L.Ed.2d 929 (1976); Proffitt v. Florida, 428 U.S. 242, 96 S.Ct. 2960, 49 L.Ed.2d 913 (1976); Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976).
Several Supreme Court decisions have addressed the constitutionality of aggravating circumstances in which the key terms are similar--or identical--to those selected by the Arizona legislature for the (F)(6) circumstance. In Gregg, the Court considered the constitutionality of an aggravating circumstance in the revised Georgia death penalty statute. That circumstance applied if a murder was "outrageously or wantonly vile, horrible, or inhuman in that it involved torture, depravity of mind, or an aggravated battery to the victim." 428 U.S. at 165 n. 9, 96 S.Ct. at 2922 n. 9. The Court held that although all murders could be characterized so as to fall within the circumstance the statutory "language need not be construed in this way, and there is no reason to assume that the Supreme Court of Georgia will adopt such an open-ended construction." 428 U.S. at 201, 96 S.Ct. at 2938; see also Proffitt, 428 U.S. at 255-56, 96 S.Ct. at 2968 (reviewing a Florida aggravating circumstance which allowed the death penalty if "the capital felony was especially heinous, atrocious, or cruel").
Several years later in Godfrey v. Georgia, 446 U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d 398 (1980), a plurality of the Court held that Georgia had in fact given a sufficiently narrowing construction to the broad statutory terms attacked in Gregg.34 The Court also reaffirmed its previous mandate that the states "channel the sentencer's discretion by 'clear and objective standards' that provide 'specific and detailed guidance,' and that 'make rationally reviewable the process for imposing a sentence of death.' " Godfrey, 446 U.S. at 428, 100 S.Ct. at 1765 (quoting Gregg, 428 U.S. at 198, 96 S.Ct. at 2936; Profitt, 428 U.S. at 253, 96 S.Ct. at 2967; Woodson v. North Carolina, 428 U.S. 280, 303, 96 S.Ct. 2978, 2990, 49 L.Ed.2d 944 (1976)).
In Zant v. Stephens, 462 U.S. 862, 103 S.Ct. 2733, 77 L.Ed.2d 235 (1983), the Court cautioned that aggravating circumstances, while intended to direct discretion, could be "so vague that they would fail adequately to channel the sentencing decision patterns of juries with the result that a pattern of arbitrary and capricious sentencing like that found unconstitutional in Furman could occur." Id. at 877, 103 S.Ct. at 2742 (citation omitted). The Court thus instructed states to genuinely narrow the class of persons eligible for the death penalty. Id.; see also California v. Brown, 479 U.S. 538, 107 S.Ct. 837, 839, 93 L.Ed.2d 934 (1987) (Constitution requires that "death penalty statutes be structured so as to prevent the penalty from being administered in an arbitrary and unpredictable fashion").
Most recently, the Supreme Court in Maynard v. Cartwright, --- U.S. ----, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988), unanimously affirmed the Tenth Circuit's holding that Oklahoma's "especially heinous, atrocious, or cruel" aggravating circumstance was unconstitutionally vague. The Tenth Circuit sitting en banc had conducted an exhaustive inquiry of Oklahoma's case law. It concluded that, while Oklahoma's highest court had held that the attitude of the killer, the manner of the killing, and the suffering of the victim were relevant and could support the aggravating circumstance, the Oklahoma court had " 'refused to hold that any one of those factors must be present for a murder to satisfy this aggravating circumstance.' " Id. 108 S.Ct. at 1857 (quoting Cartwright, 822 F.2d at 1491 (emphasis in original)). The Supreme Court agreed with the Tenth Circuit that such an open-ended approach was unconstitutional under Godfrey, where the Court had "rejected the submission that a particular set of facts surrounding a murder, however shocking they might be, were enough in themselves, and without some narrowing principle to apply to those facts, to warrant the imposition of the death penalty." Id. at 1859. Thus, the Court found Oklahoma's application of its aggravating circumstance unconstitutional for two reasons:
First, the language of the Oklahoma aggravating circumstance at issue--"especially heinous, atrocious, or cruel"--gave no more guidance than the "outrageously or wantonly vile, horrible or inhuman" language that the jury returned in its verdict in Godfrey. The State's contention that the addition of the word "especially" somehow guides the jury's discretion, even if the term "heinous" does not, is untenable. To say that something is "especially heinous" merely suggests that the individual jurors should determine that the murder is more than just "heinous," whatever that means, and an ordinary person could honestly believe that every unjustified, intentional taking of human life is "especially heinous."
* * *
Second, the conclusion of the Oklahoma court [in Cartwright's case] that the events recited by it "adequately supported the jury's finding" was indistinguishable from the action of the Georgia court in Godfrey, which failed to cure the unfettered discretion of the jury and to satisfy the commands of the Eighth Amendment.
Id. (citations omitted).
Thus, the Court has expressly conditioned the use of aggravating circumstances upon the state courts' ability to interpret and apply the statutory guidelines in a narrow and consistent manner. Given that the (F)(6) circumstance is composed of terms that are inherently vague, cf. Godfrey, 446 U.S. at 428, 100 S.Ct. at 1765 ("[t]here is nothing in these few words, standing alone, that implies any inherent restraint on the arbitrary and capricious infliction of the death sentence"), we must decide whether the (F)(6) circumstance has been given a sufficiently narrow construction by the Arizona Supreme Court.
The Arizona legislature intended that the "especially heinous, cruel or depraved" aggravating circumstance provide guidance to judges presiding over aggravation-mitigation hearings. Moreover, it surely was not meant to be used as a "catch-all for those first degree murders where no other aggravating circumstance applies." State v. Gretzler, 135 Ariz. 42, 51, 659 P.2d 1, 10, cert. denied, 461 U.S. 971, 103 S.Ct. 2444, 77 L.Ed.2d 1327 (1983) (quoting State v. Ortiz, 131 Ariz. 195, 206, 639 P.2d 1020, 1031 (1981), cert. denied, 456 U.S. 984, 102 S.Ct. 2259, 72 L.Ed.2d 863 (1982)). It has, however, been used in just this manner.
The (F)(6) aggravating circumstance is by far the most frequently invoked circumstance of all of Sec. 13-703's nine aggravating circumstances. Out of all first degree murder cases where proof of aggravating circumstances was sought, the "especially heinous, cruel or depraved" option was used over 68% more often than the next most commonly used circumstance, and more than 108% more often than any of the remaining circumstances.35 Although this is not a constitutional violation in and of itself, the popularity of the (F)(6) circumstance appears to be symptomatic of its catch-all function.
Three reasons emerge to explain the frequent use of the (F)(6) circumstance. First, a broad range of definitions have been provided for the terms "heinous," "cruel," and "depraved," each of which tends to employ terms or phrases as prone to subjectivity and ambiguity as those they were meant to define. Second, the Arizona courts have not restricted the creation of new definitions and factors that could constitute an (F)(6) finding. Third, even the most concrete of those definitions have been inconsistently applied.
The (F)(6) circumstance is composed of language that is, without question, the most susceptible to subjective interpretation of all of Arizona's enumerated statutory aggravating circumstances.36 It is therefore the most difficult to objectively define. Cf. State v. Ortiz, 131 Ariz. at 206, 639 P.2d at 1031 (Godfrey established that states must "objectively define the terms used" in aggravating circumstances). Not surprisingly, then, the Arizona Supreme Court has been unable to arrive at a definition of any of the key terms that can be uniformly applied.
The first published definition of the (F)(6) terms appeared in State v. Knapp, 114 Ariz. 531, 543, 562 P.2d 704, 716 (1977), cert. denied, 435 U.S. 908, 98 S.Ct. 1458, 55 L.Ed.2d 500 (1978) (quoting Webster's Third New International Dictionary):
heinous: hatefully or shockingly evil: grossly bad.
cruel: disposed to inflict pain esp. in a wanton, insensate or vindictive manner: sadistic.
depraved: marked by debasement, corruption, perversion or deterioration.
See also Gretzler, 135 Ariz. at 51, 659 P.2d at 10 (quoting Knapp ). Later, in State v. Lujan, 124 Ariz. 365, 604 P.2d 629 (1979), the Arizona Supreme Court identified a difference among the terms. The court stated that cruelty goes to whether the "victim suffered pain," while "heinous" and "depraved" focus on "the killer's state of mind at the time of the offense." Id. at 372, 604 P.2d at 636. Although oft-repeated, both Knapp 's list of amorphous terms and Lujan 's definitional distinction have failed to benefit the trier-of-fact in any meaningful way. Cartwright, 822 F.2d at 1489 ("Vague terms do not suddenly become clear when they are defined by reference to other vague terms.").
Thus, subsequent cases have set forth definitions for "cruel, "heinous" and "depraved" using terms and phrases that are equally vague, broad and open to subjective interpretation. For example, a cruel, heinous and depraved murder is one that is a " 'conscienceless or pitiless crime which is unnecessarily torturous to the victim,' " State v. Watson, 120 Ariz. 441, 448, 586 P.2d 1253, 1260 (1978), cert. denied, 440 U.S. 924, 99 S.Ct. 1254, 59 L.Ed.2d 478 (1979), whereas a murder can be heinous and depraved if the defendant's conduct reveals a "callous disregard for human worth," State v. LaGrand, 153 Ariz. 21, 37, 734 P.2d 563, 579, cert. denied, --- U.S. ----, 108 S.Ct. 207, 98 L.Ed.2d 158 (1987), or if the defendant had a "vile state of mind at the time of the murder," State v. McCall, 139 Ariz. 147, 161, 677 P.2d 920, 934 (1983), cert. denied, 467 U.S. 1220, 104 S.Ct. 2670, 81 L.Ed.2d 375 (1984), or if the defendant had "a shockingly evil and corrupt state of mind," State v. Zaragoza, 135 Ariz. 63, 69-70, 659 P.2d 22, 28-29, cert. denied, 462 U.S. 1124, 103 S.Ct. 3097, 77 L.Ed.2d 1356 (1983), or "a 'shockingly evil' state of mind 'marked by debasement,' " State v. Ceja, 126 Ariz. 35, 39-40, 612 P.2d 491, 495-96 (1980); whereas a murder can be heinous and/or depraved if it is characterized by "senselessness" and a "savage manner of death," State v. Gillies, 142 Ariz. 564, 570, 691 P.2d 655, 661 (1984), cert. denied, 470 U.S. 1059, 105 S.Ct. 1775, 84 L.Ed.2d 834 (1985) ("Gillies II "), or by helplessness as to the victim, senselessness as to the crime, and the infliction of "gratuitous pain" on the victim, State v. Carriger, 143 Ariz. 142, 160, 692 P.2d 991, 1009 (1984), cert. denied, 471 U.S. 1111, 105 S.Ct. 2347, 85 L.Ed.2d 864 (1985);37 while a murder is depraved--but not heinous or cruel--when the defendant's actions "reflect a mental state that is 'marked by debasement,' " State v. Vickers, 129 Ariz. 506, 515, 633 P.2d 315, 324 (1981), or indicate "a total disregard for human life," State v. Correll, 148 Ariz. 468, 481, 715 P.2d 721, 734 (1986), or "a manifest disregard for the fundamental principles upon which our society is based," State v. Martinez-Villareal, 145 Ariz. 441, 451, 702 P.2d 670, 680, cert. denied, 474 U.S. 975, 106 S.Ct. 339, 88 L.Ed.2d 324 (1985), or are "totally without regard for human life," State v. Clark, 126 Ariz. 428, 437, 616 P.2d 888, 897, cert. denied, 449 U.S. 1067, 101 S.Ct. 796, 66 L.Ed.2d 612 (1980), or where the defendant's conduct is "perverted." State v. Madsen, 125 Ariz. 346, 352, 609 P.2d 1046, 1052, cert. denied, 449 U.S. 873, 101 S.Ct. 213, 66 L.Ed.2d 93 (1980). These words give precious little guidance as to the meaning of (F)(6)'s key terms.
In 1983, the Arizona Supreme Court in State v. Gretzler reviewed nearly all of its "especially cruel, heinous and depraved" jurisprudence. TheGretzler court explained that, as a general matter, the term "cruelty" focuses on the victim's suffering while the terms "heinous" and "depraved" involve the mental state and attitude of the defendant at the time of the murder. 135 Ariz. at 51, 659 P.2d at 10. The court then turned to discussing each of these (F)(6) terms in greater detail. With respect to cruelty, the court briefly summarized the then-existing case law on the cruelty concept which had grown to include a victim's mental and/or physical distress, suffered before and/or after attack by the defendant. Id. With respect to heinousness and depravity, the court went on to note that "[o]ur cases have suggested specific factors which lead to [their] finding," id., and proceeded to identify five factors which had been held to satisfy these terms:
1. The apparent relishing of the murder by the killer.
2. The infliction of gratuitous violence on the victim.
3. The needless mutilation of the victim.
4. The senselessness of the crime.
5. The helplessness of the victim.
Id. at 52, 659 P.2d at 11. Thus, by offering a checklist for courts considering the (F)(6) circumstance, Gretzler appeared to be an attempt to provide a limiting construction to the (F)(6) terms and their varied definitions that would be able to withstand constitutional attack. See Pulaski, Capital Sentencing in Arizona: A Critical Evaluation, 1984 Ariz.St.L.J. 1, 28-29 [hereinafter Pulaski, Capital Sentencing ].
Gretzler 's attempt to guide the sentencer under (F)(6) has failed, however, in two respects. Although Gretzler reviewed a large number of cases, it did not--nor has any case since--stated what specific factors are necessary for an (F)(6) finding. Moreover, the court did not include any instructions to limit future review to the enumerated factors. As a result, Arizona has failed to provide satisfaction of Godfrey 's mandate that aggravating circumstances objectively guide discretion and narrow application of the death penalty.
While Gretzler did suggest two evidentiary limitations for (F)(6) determinations, neither has accomplished its narrowing purpose. First, the court stated that where "there is no evidence that the victims actually suffered physical or mental pain prior to death, or where the evidence presented is inconclusive, we have held that cruelty was not shown." 135 Ariz. at 51, 659 P.2d at 10. Numerous cases have, in fact, reversed a finding of "especially cruel" because such evidence was lacking. If it can be proven, however, that the victim was merely conscious prior to or just after the attack, the cruel criterion can be satisfied. As one commentator concluded, the Arizona Supreme Court's exposition of the "especially cruel" component "would make the F(6) criterion applicable to almost any first degree murder case unless it involved a single, unsuspecting victim." Pulaski, Capital Sentencing, 1984 Ariz.St.L.J. at 30. Moreover, since suffering may occur either before or after attack by the defendant, that single unsuspecting victim must die, or be rendered unconscious, instantaneously for this criterion to apply. See State v. Harding, 141 Ariz. 492, 501, 687 P.2d 1247, 1256 (1984) ("The evidence indicates that the victim did not die instantaneously, but rather died slowly, his death being caused by asphyxiation due to his being gagged as he was."). Indeed, in nearly every case in which a finding of cruelty was reversed, the court concluded only that the prosecution had not proven the victim was conscious. See, e.g., State v. Wallace, 151 Ariz. 362, 367, 728 P.2d 232, 237 (1986), cert. denied,U.S., 107 S.Ct. 3243, 97 L.Ed.2d 748 (1987) ("the record is inconclusive as to whether any of the victims were even conscious following the initial blow to the head"); State v. Poland, 144 Ariz. 388, 405, 698 P.2d 183, 200 (1985), aff'd, 476 U.S. 147, 106 S.Ct. 1749, 90 L.Ed.2d 123 (1986) ("A finding of cruelty cannot stand where the State has failed to prove beyond a reasonable doubt that the victims were conscious at the time of death"); State v. Villafuerte, 142 Ariz. 323, 331, 690 P.2d 42, 50 (1984), cert. denied, 469 U.S. 1230, 105 S.Ct. 1234, 84 L.Ed.2d 371 (1985) (doctor could not "testify as to whether the victim was conscious after she sustained the blow to the head"); State v. Graham, 135 Ariz. 209, 212, 660 P.2d 460, 463 (1983) ("medical examiner testified that in his opinion [the victim] was rendered unconscious immediately"); Zaragoza, 135 Ariz. at 69, 659 P.2d at 28 (cruelty not found because state could not prove the victim was conscious); State v. Jeffers, 135 Ariz. 404, 429, 661 P.2d 1105, 1130, cert. denied, 464 U.S. 865, 104 S.Ct. 199, 78 L.Ed.2d 174 (1983) (no cruelty because "it appears from the record that ... the victim lost consciousness"). As such, this alleged limitation has operated instead to include virtually all first degree murders where it can be proven that the victim was conscious.
Gretzler 's other attempt to limit the application of the (F)(6) circumstance can be found in its suggestion that the fourth (senselessness) and fifth (helplessness) factors alone may not be sufficient for a finding of heinousness or depravity. Yet in Zaragoza--decided only four days after Gretzler--it appears that only those two factors were present. See 135 Ariz. at 69-70, 659 P.2d at 28. The facts in Zaragoza identified to support a finding of "heinous and depraved" were the victim's advanced age and limited mental capabilities to demonstrate that she was "helpless." The victim was "senselessly killed" because the defendant "could have accomplished whatever criminal goals he desired without killing her." Id. The court then affirmed the (F)(6) finding. The only cognizable way to explain this deviation from Gretzler without finding it inconsistent, is by interpreting Zaragoza as adding an additional factor to Gretzler 's list of five: heinousness and/or depravity may be shown when the victim is elderly. Such an interpretation would, however, illustrate an additional flaw in Arizona's construction of the (F)(6) circumstance.
Because Gretzler did not limit (F)(6) review to the factors it identified, the Arizona Supreme Court has been free to fashion additional factors, bringing more defendants within the (F)(6) net. For example, in the court's Adamson opinion, 136 Ariz. 250, 665 P.2d 972, cert. denied, 464 U.S. 865, 104 S.Ct. 204, 78 L.Ed.2d 178 (1983), the court strayed from Gretzler--and all previous cases--regarding a finding of cruelty. Previously, cruelty had focused exclusively on the victim. In Adamson, however, the court--without giving any explanation--expanded the cruelty concept to include a component inquiring into the mental state of the defendant. 136 Ariz. at 266, 665 P.2d at 988 (for a cruelty finding "[t]he defendant must also intend that the victim suffer or reasonably foresee that there is a substantial likelihood that the victim will suffer as a consequence of the defendant's acts"); see also State v. (Bernard) Smith, 146 Ariz. 491, 504, 707 P.2d 289, 302 (1985) (reversing (F)(6) finding because Adamson "prerequisite" not established by the facts); State v. Bracy, 145 Ariz. 520, 537, 703 P.2d 464, 481 (1985), cert. denied, 474 U.S. 1110, 106 S.Ct. 898, 88 L.Ed.2d 932 (1986) (noting Adamson prerequisite); McCall, 139 Ariz. at 161, 677 P.2d at 934 (same); State v. McDaniel, 136 Ariz. 188, 200, 665 P.2d 70, 82 (1983) (same). This additional consideration has not, however, been utilized in all post-Adamson cases. See, e.g., State v. Rossi, 146 Ariz. 359, 365, 706 P.2d 371, 377 (1985) ("Rossi I ") (cruelty found, but no discussion of defendant's state of mind).
Thus, to establish cruelty, the Arizona courts can rely upon facts showing that the victim was conscious for a period of time before an attack, Correll, 148 Ariz. at 480-81, 715 P.2d at 733 (victims uncertain as to their ultimate fate), or after an attack, Rossi I, 146 Ariz. at 365, 706 P.2d at 377 ("victim remained conscious for a short time" after the second shot and before the third fatal shot), and suffered from either mental, Carriger, 143 Ariz. at 160, 692 P.2d at 1009 (victim pleaded for his life and thus suffered mental distress), or physical pain. State v. Clabourne, 142 Ariz. 335, 348, 690 P.2d 54, 67 (1984) (victim beaten and raped).
The list of factors regarding what may constitute an especially heinous or depraved murder has similarly grown since Gretzler.38 Post-Gretzler cases have, for example, held that depravity exists when a defendant murdered the victim to eliminate a potential witness.39 State v. (Roger Lynn) Smith, 141 Ariz. 510, 511-12, 687 P.2d 1265, 1266-67 (1984) (citing McCall, 139 Ariz. at 162, 677 P.2d at 935); Correll, 148 Ariz. at 481, 715 P.2d at 734; see also Gillies II, 142 Ariz. at 570, 691 P.2d at 661 (elimination of witnesses illustrates depravity and heinousness),40 and when the victims had been kind to the defendant. State v. Fisher, 141 Ariz. 227, 242, 686 P.2d 750, 775,cert. denied, 469 U.S. 1066, 105 S.Ct. 548, 83 L.Ed.2d 436 (1984). Decisions have also stated that the defendant committed the murder in a heinous and depraved manner when the defendant showed a "total disregard for human life." A defendant kills totally without regard for human life if that person: (1) chooses a particular method of murder when "less violent alternatives were readily available to him," Wallace, 151 Ariz. at 368, 728 P.2d at 238 (defendant chose not to use a loaded gun he had with him because he feared the noise would alert neighbors); (2) kills when there is no other motive except to eliminate witnesses to a robbery, Correll, 148 Ariz. at 481, 715 P.2d at 734; or (3) knowingly uses special bullets designed to cause greater tissue damage than regular bullets and then gives spent bullets as "souvenirs" to a friend. Rossi I, 146 Ariz. at 365, 706 P.2d at 377.
Thus, for a finding that a murder was especially heinous and/or depraved the possibilities appear endless. Such conclusions have been supported in part by the victim being too young, Roscoe, 145 Ariz. at 226, 700 P.2d at 1326 (victim was a "helpless seven year old child"), or too old, Fisher, 141 Ariz. at 252, 686 P.2d at 775 (victim was seventy-three years old); the defendant having no apparent motive for the murder, Wallace, 151 Ariz. at 368, 728 P.2d at 237, or having a motive the court did not approve of, Correll, 148 Ariz. at 481, 715 P.2d at 734 (motive to eliminate witnesses to a robbery); the defendant used more force than was necessary to kill the victim, State v. Summerlin, 138 Ariz. 426, 436, 675 P.2d 686, 696 (1983), or not enough, Chaney, 141 Ariz. at 312, 686 P.2d at 1282 ("[w]hen Chaney left he knew the victim was not dead and Chaney knew the victim was suffering"); the "murder in no way furthered the plan of the killers," McCall, 139 Ariz. at 162, 677 P.2d at 935, or facilitated the defendant's escape, Villafuerte, 142 Ariz. at 313, 690 P.2d at 50 (defendant indicated that his purpose "was to prevent the victim from calling the police"); or when the court could imagine a less violent alternative. Chaney, 141 Ariz. at 313, 686 P.2d at 1282 (defendant "could have taken the victim's guns and disabled the two-way radio" rather than fire fatal shots); Wallace, 151 Ariz. at 368, 728 P.2d at 237 (defendant could have used a loaded gun he was carrying but did not because he feared "the noise would alert neighbors").
Gretzler 's attempt to limit the broad scope of heinous and depraved has thus proven unsuccessful at preventing the unchanneled imposition of death sentences. Apparently the dissent shares this view, as noticeably absent from the dissent's (F)(6) discussion is any defense for these two aggravating factors. Even the dissent cannot muster a principled justification for such factors which, in essence, allow the sentencing court to make subjective determinations as to the offensiveness of a particular murder. Rather, the dissent attempts to save Adamson's death sentence by arguing that any constitutional infirmities in the State's limiting construction of (F)(6)'s heinous and depraved factors should not otherwise taint Adamson's death sentence since the Arizona Supreme Court affirmed his sentence on "cruelty" grounds.
The dissent's argument is flawed in two respects. First, the dissent's alternative argument begs the underlying question of the constitutionality of the limiting construction given cruelty by the Arizona courts which, as we have already noted, suffers from the same constitutional infirmities as those limiting instructions given heinous and depraved.
Moreover, even accepting the dissent's characterization of cruelty as appropriately limited by the Arizona courts, Adamson's death sentence still fails Eighth Amendment principles. That the Arizona Supreme Court affirmed Adamson's death sentence based on cruelty grounds in no way cures the sentencing judge's failure to apply this allegedly constitutional cruelty construction in Adamson's sentencing proceeding. With respect to the (F)(6) aggravating circumstance, Judge Birdsall's special verdict simply states in conclusory terms that "the aggravating circumstance[ ] ... exists [since Adamson] committed the offense in an especially cruel, heinous and depraved manner," and then briefly describes Bolles' murder. Absent from the special verdict is any discussion or application of the "actual suffering" cruelty standard on which the dissent relies to justify the court's (F)(6) finding. Yet as the Supreme Court has repeatedly emphasized, it is the suitably directed discretion of the sentencing body which protects against arbitrary and capricious capital sentencing. Maynard, 108 S.Ct. at 1858; Godfrey, 446 U.S. at 428-29, 100 S.Ct. at 1765; Gregg, 428 U.S. at 189, 96 S.Ct. at 2932; Furman, 408 U.S. at 313, 92 S.Ct. at 2764 (White, J., concurring). Post hoc appellate rationalizations for death sentences cannot save improperly channeled determinations by a sentencing court. Not only are appellate courts institutionally ill-equipped to perform the sort of factual balancing called for at the aggravation-mitigation stage of the sentencing proceedings,41 but, more importantly, a reviewing court has no way to determine how a particular sentencing body would have exercised its discretion had it considered and applied appropriately limited statutory terms. See Caldwell v. Mississippi, 472 U.S. 320, 330, 105 S.Ct. 2633, 2640, 86 L.Ed.2d 231 (1984) ("[state] appellate court, unlike a capital sentencing jury, is wholly ill-suited to evaluate the appropriateness of death in the first instance"); Presnell v. Georgia, 439 U.S. 14, 16-17, 99 S.Ct. 235, 236, 58 L.Ed.2d 207 (1978) (reversing state appellate court affirmance of death sentence based on state court's own finding of an aggravating circumstance that had not been found by the sentencing jury) (per curiam). This is particularly significant under Arizona's capital sentencing scheme since double jeopardy principles prevent the State from appealing a defendant's sentence of life imprisonment (rather than death) after a capital sentencing hearing. Rumsey, 467 U.S. at 211, 104 S.Ct. at 2310.
In sum, Arizona has been unable to provide clearly discernable parameters to establish what kind of conduct falls within the (F)(6) circumstance. The court appears to rely on whatever events are presented to it. The court is therefore free to review the record for any actions or events that it believes to be especially heinous, cruel or depraved. Given the complete lack of any objective standards that guide the court in its decisionmaking, and its unlimited authority to consider any and all facts present in a particular case, we can only conclude that the Arizona Supreme Court's attempts to constitutionally narrow the (F)(6) circumstance have failed. Accord Rosen, Especially Heinous Aggravating Circumstance, 64 N.C.L.Rev. at 981 ("The list of considerations that the Arizona Supreme Court has been willing to use to support one of the three terms that comprise its especially heinous aggravating factor is extremely broad.").
The problem of unlimited discretion is compounded by the Arizona Supreme Court's construction of the (F)(6) circumstance in the disjunctive so that the prosecution's burden is satisfied upon a showing that a murder is either heinous or cruel or depraved. State v. Castaneda, 150 Ariz. 382, 393, 724 P.2d 1, 12 (1986); Gretzler, 135 Ariz. at 51, 659 P.2d at 10. This construction has invited the courts to approve or disapprove an (F)(6) aggravating circumstance finding by a sentencing judge based on any of this subsection's three ill-defined terms. Arizona appellate courts have, in a number of cases, reversed a lower court's finding with respect to one of the (F)(6) terms, yet affirmed the defendant's death penalty--without returning the case for reweighing42--because the court confirmed the presence of at least one other (F)(6) term. Cf. Wallace, 151 Ariz. at 362, 728 P.2d at 237 (reversed finding of cruelty but affirmed as to heinous and depraved); Villafuerte, 142 Ariz. at 323, 690 P.2d at 50 (reversed finding of cruelty but affirmed as to depravity); State v. (Robert) Smith, 138 Ariz. 79, 85-86, 673 P.2d 17, 23 (1983) (affirmed finding of cruelty but reversed as to heinous and depraved). See also Godfrey, 446 U.S. at 454, 100 S.Ct. at 1778 (White, J., dissenting) (disjunctive reading of key terms in aggravating circumstance "would arguably be assailable on constitutional grounds"). Thus, neither cruelty nor heinousness nor depravity is necessary, but any one will suffice to sustain an (F)(6) finding.
Finally, we note that within the plethora of factors the Arizona Courts may consider there has been much contradiction and inconsistency in the application of the (F)(6) circumstance. Compare (Bernard) Smith, 146 Ariz. at 504, 707 P.2d at 292, 302 (not cruel even though time passed between defendant's demand for money in the cash register and time of shooting, and victim did not die for two weeks), with Chaney, 141 Ariz. at 312, 686 P.2d at 1282 (cruel because victim suffered mental anguish prior to being shot as evidenced by his call for help and because victim "was conscious for approximately thirty minutes"); compare Lujan, 124 Ariz. at 372-73, 604 P.2d at 637 ((F)(6) reversed even though victims were helpless, killing was unnecessary to accomplish defendant's plan, and victims' wounds were severe), with Correll, 148 Ariz. at 481, 715 P.2d at 734 (depravity affirmed because victims helpless, killing was unnecessary to accomplish the robbery, victims bound and gagged); compare Graham, 135 Ariz. at 212, 660 P.2d at 463 ((F)(6) reversed even though defendant "smiled" as he told friends that "the victim 'squealed like a rabbit' when he was shot"), and Madsen, 125 Ariz. at 353, 609 P.2d at 1052-53 ((F)(6) reversed even though defendant bragged it was "easy to get money, you just blow someone away" and collect insurance money), with Martinez-Villareal, 145 Ariz. at 451, 702 P.2d at 680 (depravity affirmed because defendant bragged to a friend that he murdered to show "machismo"), and Clark, 126 Ariz. at 437, 616 P.2d at 897 (depravity affirmed where defendant told friend, "you should have seen Charley when I hit him with those cutters"); compare Fisher, 141 Ariz. at 252, 686 P.2d at 775 (heinousness and depravity upheld because defendant used more violence than was necessary to rob or kill his victim and victim had shown defendant "generosity and concern"), with State v. Johnson, 147 Ariz. 395, 401, 710 P.2d 1050, 1052, 1056 (1985) (reversed on heinous and depraved even though murder was senseless and victims had allowed defendant to stay with them for two weeks and one of victims was a childhood friend of the defendant); compare State v. Brookover, 124 Ariz. 38, 41, 601 P.2d 1322, 1324-25 (1979) (not cruel or depraved even where victim shot twice in the back--the second time after falling to the floor and crying out to the defendant--and later abandoned in a parking lot), with Bracy, 145 Ariz. at 538, 703 P.2d at 482 (heinousness and depravity affirmed where victim shot twice and throat slashed); compare Watson, 120 Ariz. at 448, 586 P.2d at 1260 (not heinous, cruel or depraved even where victim shot four times in the back, the last time when face down on the floor), with Ceja, 126 Ariz. at 40, 612 P.2d at 493 (heinousness and depravity affirmed where victim shot twice, then shot four more times). Such cases plainly demonstrate that the (F)(6) circumstance has been applied in an arbitrary and capricious manner in violation of the most basic principles of death penalty jurisprudence.
The State contends that because this court previously upheld the constitutionality of Arizona's (F)(6) circumstance we need not address the issue. We disagree. In Chaney v. Lewis, 801 F.2d 1191 (9th Cir.1987), we considered a challenge to (F)(6) both on its face and in its application to the defendant. A three judge panel concluded that the (F)(6) circumstance was not unconstitutional because
[t]he Arizona Supreme Court appears to have sufficiently channeled sentencing discretion to prevent arbitrary and capricious capital sentencing decisions. The court has defined each of the factors set forth in section 13-703(F)(6). See State v. Gretzler, 135 Ariz. 42, 659 P.2d 1, 9-12, cert. denied, 461 U.S. 971 [103 S.Ct. 2444, 77 L.Ed.2d 1327] (1983) ("cruelty" involves infliction of physical and/or mental pain on victim and "depraved" and "heinous" involves [sic] killer's state of mind).
Id. at 1195 (emphasis added). The panel then cited four Arizona Supreme Court cases--all decided after Gretzler--to show that the definitions of cruel, heinous and depraved have since been applied consistently. Id.
We believe, however, that an analysis of the (F)(6) circumstance cannot begin and end with Gretzler. The Chaney panel's statement that Arizona "appears" to have limited discretion--supported by citation to a total of only five cases--suggests that it deferred to Arizona's analysis of its own decisions. Our analysis of all of Arizona's death penalty opinions since 1973 leads us to a conclusion different from that in Chaney.